Filing Details
- Accession Number:
- 0001209191-10-031389
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 18:27:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 911635 | Associated Estates Realty Corp | AEC | Real Estate Investment Trusts (6798) | 341747603 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244946 | A Martin Fishman | 1 Aec Parkway Richmond Heights OH 44143 | Vp, Secretary& General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, Without Par Value | Acquisiton | 2010-05-27 | 35,137 | $8.69 | 158,752 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Acquisiton | 2010-05-27 | 2,953 | $8.06 | 161,705 | No | 4 | M | Direct | |
| Common Shares, Without Par Value | Disposition | 2010-05-27 | 38,090 | $13.65 | 123,615 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options | Disposition | 2010-05-27 | 35,137 | $0.00 | 35,137 | $8.69 |
| Common Share | Employee Stock Options | Disposition | 2010-05-27 | 2,953 | $0.00 | 2,953 | $8.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,700 | 2006-02-28 | 2011-02-28 | No | 4 | M | Direct |
| 0 | 2001-08-16 | 2010-08-16 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to cashless exercise of stock options.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $13.31 - $13.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
