Filing Details
- Accession Number:
- 0001225208-10-013525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 19:58:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1224370 | Mindspeed Technologies Inc | MSPD | Semiconductors & Related Devices (3674) | 010616769 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398772 | Ron Cates | 4000 Macarthur Blvd. East Tower Newport Beach CA 92660 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-17 | 4,166 | $1.70 | 18,229 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-17 | 345 | $9.55 | 17,884 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-05-17 | 4,166 | $9.51 | 13,718 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-18 | 593 | $9.56 | 13,125 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-17 | 4,166 | $0.00 | 4,166 | $1.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,334 | 2010-05-15 | 2015-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 377 | Indirect | By Family Trust |
Common Stock | 10,906 | Indirect | By Savings Plan - MSPD |
Footnotes
- Consists of shares of the Company's common stock withheld from the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock.
- Shares were sold pursuant to a 10b5-1 trading plan.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $9.50 to $9.57. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares represent restricted stock earned by the reporting person, which were sold pursuant to a 10b5-1 trading plan.
- Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.