Filing Details

Accession Number:
0001225208-10-013525
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-19 13:00:00
Reporting Period:
2010-05-17
Filing Date:
2010-05-19
Accepted Time:
2010-05-19 19:58:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1224370 Mindspeed Technologies Inc MSPD Semiconductors & Related Devices (3674) 010616769
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398772 Ron Cates 4000 Macarthur Blvd. East Tower
Newport Beach CA 92660
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-17 4,166 $1.70 18,229 No 4 M Direct
Common Stock Disposition 2010-05-17 345 $9.55 17,884 No 4 F Direct
Common Stock Disposition 2010-05-17 4,166 $9.51 13,718 No 4 S Direct
Common Stock Disposition 2010-05-18 593 $9.56 13,125 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-05-17 4,166 $0.00 4,166 $1.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,334 2010-05-15 2015-05-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 377 Indirect By Family Trust
Common Stock 10,906 Indirect By Savings Plan - MSPD
Footnotes
  1. Consists of shares of the Company's common stock withheld from the reporting person in order to satisfy applicable tax withholding obligations in connection with the vesting of restricted stock.
  2. Shares were sold pursuant to a 10b5-1 trading plan.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $9.50 to $9.57. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. Shares represent restricted stock earned by the reporting person, which were sold pursuant to a 10b5-1 trading plan.
  5. Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.