Filing Details

Accession Number:
0000874214-10-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-26 13:00:00
Reporting Period:
2010-05-24
Filing Date:
2010-05-26
Accepted Time:
2010-05-26 16:35:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Anntaylor Stores Corp ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1140530 Katherine Krill Lawther C/O Anntaylor Stores Corporation
7 Times Square
New York NY 10036
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-24 50,000 $21.83 471,976 No 4 S Direct
Common Stock Acquisiton 2010-05-24 22,500 $12.01 494,476 No 4 M Direct
Common Stock Disposition 2010-05-24 22,500 $21.22 471,976 No 4 S Direct
Common Stock Acquisiton 2010-05-24 33,750 $13.27 505,726 No 4 M Direct
Common Stock Disposition 2010-05-24 33,750 $21.11 471,976 No 4 S Direct
Common Stock Acquisiton 2010-05-24 82,499 $2.82 554,475 No 4 M Direct
Common Stock Disposition 2010-05-24 82,499 $21.66 471,976 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-05-24 22,500 $0.00 22,500 $12.01
Common Stock Employee Stock Option (right to buy) Disposition 2010-05-24 33,750 $0.00 33,750 $13.27
Common Stock Employee Stock Option (right to buy) Disposition 2010-05-24 82,499 $0.00 82,499 $2.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-03-14 No 4 M Direct
0 2011-05-03 No 4 M Direct
165,001 2019-03-10 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.480 to $22.231, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.03 to $21.43, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.02 to $21.215, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.1948 to $22.2464, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. This option became exercisable in four equal installments on each of March 14, 2002, 2003, 2004 and 2005.
  6. This option became exercisable in four equal installments on each of May 3, 2002, 2003, 2004 and 2005.
  7. 1/3 of the option became exercisable on March 10, 2010, and the remainder will become exercisable in two equal installments on March 10, 2011 and March 10, 2012.