Filing Details
- Accession Number:
- 0000874214-10-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-26 13:00:00
- Reporting Period:
- 2010-05-24
- Filing Date:
- 2010-05-26
- Accepted Time:
- 2010-05-26 16:35:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874214 | Anntaylor Stores Corp | ANN | Retail-Women's Clothing Stores (5621) | 133499319 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1140530 | Katherine Krill Lawther | C/O Anntaylor Stores Corporation 7 Times Square New York NY 10036 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-24 | 50,000 | $21.83 | 471,976 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-24 | 22,500 | $12.01 | 494,476 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-24 | 22,500 | $21.22 | 471,976 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-24 | 33,750 | $13.27 | 505,726 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-24 | 33,750 | $21.11 | 471,976 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-24 | 82,499 | $2.82 | 554,475 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-24 | 82,499 | $21.66 | 471,976 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-05-24 | 22,500 | $0.00 | 22,500 | $12.01 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-05-24 | 33,750 | $0.00 | 33,750 | $13.27 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-05-24 | 82,499 | $0.00 | 82,499 | $2.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-03-14 | No | 4 | M | Direct | |
0 | 2011-05-03 | No | 4 | M | Direct | |
165,001 | 2019-03-10 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.480 to $22.231, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.03 to $21.43, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.02 to $21.215, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $21.1948 to $22.2464, inclusive. The reporting person undertakes to provide to AnnTaylor Stores Corporation, any security holder of AnnTaylor Stores Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- This option became exercisable in four equal installments on each of March 14, 2002, 2003, 2004 and 2005.
- This option became exercisable in four equal installments on each of May 3, 2002, 2003, 2004 and 2005.
- 1/3 of the option became exercisable on March 10, 2010, and the remainder will become exercisable in two equal installments on March 10, 2011 and March 10, 2012.