Filing Details

Accession Number:
0001225208-10-013009
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-14 13:00:00
Reporting Period:
2010-05-12
Filing Date:
2010-05-14
Accepted Time:
2010-05-14 20:02:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1224370 Mindspeed Technologies Inc MSPD Semiconductors & Related Devices (3674) 010616769
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1430598 Jing Cao 4000 Macarthur Blvd. East Tower
Newport Beach CA 92660
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-12 10,416 $3.05 21,374 No 4 M Direct
Common Stock Acquisiton 2010-05-12 9,999 $2.12 31,373 No 4 M Direct
Common Stock Acquisiton 2010-05-12 2,083 $4.36 33,456 No 4 M Direct
Common Stock Disposition 2010-05-12 1,583 $9.87 31,873 No 4 S Direct
Common Stock Disposition 2010-05-12 2,083 $9.87 29,790 No 4 S Direct
Common Stock Disposition 2010-05-12 9,999 $9.60 19,791 No 4 S Direct
Common Stock Disposition 2010-05-12 10,416 $9.76 9,375 No 4 S Direct
Common Stock Disposition 2010-05-12 7,041 $10.41 1,760 No 4 S Indirect By Savings Plan - MSPD
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Savings Plan - MSPD
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-05-12 10,416 $0.00 10,416 $3.05
Common Stock Stock Option (Right to Buy) Disposition 2010-05-12 2,083 $0.00 2,083 $4.36
Common Stock Stock Option (Right to Buy) Disposition 2010-05-12 9,999 $0.00 9,999 $2.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,584 2009-04-07 2016-04-07 No 4 M Direct
22,917 2010-02-20 2017-11-20 No 4 M Direct
20,001 2010-04-30 2017-04-30 No 4 M Direct
Footnotes
  1. Shares were sold pursuant to a 10b5-1 trading plan.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $9.45 to $9.87. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $9.62 to $9.87. The reporting person will provide to the Company, any security holder of the Company, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.