Filing Details
- Accession Number:
- 0001140361-10-021008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 16:20:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350907 | Thoratec Corp | THOR | Electromedical & Electrotherapeutic Apparatus (3845) | 942340464 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218700 | Lawrence Cohen | 6035 Stoneridge Drive Pleasanton CA 94588 | Division President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-11 | 20,613 | $13.97 | 52,942 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-05-11 | 10,500 | $14.97 | 63,442 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-05-11 | 500 | $16.03 | 63,942 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-11 | 31,613 | $41.00 | 32,329 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-11 | 20,613 | $0.00 | 20,613 | $13.97 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-11 | 10,500 | $0.00 | 10,500 | $14.97 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-11 | 500 | $0.00 | 500 | $16.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-06-05 | 2013-06-05 | No | 4 | M | Direct |
10,500 | 2009-02-27 | 2018-02-27 | No | 4 | M | Direct |
0 | 2006-05-15 | 2016-05-15 | No | 4 | M | Direct |
Footnotes
- Options and restricted stock units were granted pursuant to the Company's equity incentive plan with no payments received for either.
- Shares vest in four equal installments commencing one year after the grant date.
- Shares vest 100% at time of grant.
- This transaction was executed in multiple trades in prices ranging from $40.75 to $41.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.