Filing Details

Accession Number:
0001140361-10-023172
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-26 13:00:00
Reporting Period:
2010-05-24
Filing Date:
2010-05-26
Accepted Time:
2010-05-26 17:31:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082423 Rubios Restaurants Inc RUBO Retail-Eating Places (5812) 330100303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1075186 Alex Meruelo 9550 Firestone Blvd., Suite 105
Downey CA 90241
No No Yes No
1372456 Luis Armona 9550 Firestone Blvd., Suite 105
Downey CA 90241
No No No Yes
1372647 Trust Living Alex Meruelo 9550 Firestone Blvd., Suite 105
Downey CA 90241
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2010-05-24 75,909 $8.36 1,091,931 No 4 S Indirect Footnotes
Common Disposition 2010-05-25 154,235 $8.32 937,696 No 4 S Indirect Footnotes
Common Disposition 2010-05-26 92,811 $8.27 844,885 No 4 S Indirect Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
No 4 S Indirect Footnotes
Footnotes
  1. This statement is jointly filed by and on behalf of each of Alex Meruelo Living Trust, Alex Meruelo, and Luis Armona. Mr. Meruelo is the sole trustee of the Trust and may be deemed to beneficially own securities owned by the Trust.
  2. Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
  3. Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for the purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
  4. This transaction was executed in multiple trades on May 24, 2010 at prices ranging from $8.30 to $8.46. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  5. Includes 940,303 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona.
  6. This transaction was executed in multiple trades on May 25, 2010 at prices ranging from $8.26 to $8.65. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  7. Includes 786,068 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona
  8. This transaction was executed in multiple trades on May 25, 2010 at prices ranging from $8.34 to $8.25. The price reported reflects the weighted average price. The reporting person(s) hereby undertake(s) to provide to the Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities purchased at each separate price.
  9. Includes 693,257 shares owned directly by the Trust and 151,628 shares owned directly by Mr. Armona.