Filing Details
- Accession Number:
- 0001242287-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-10 13:00:00
- Reporting Period:
- 2010-05-05
- Filing Date:
- 2010-05-10
- Accepted Time:
- 2010-05-10 16:59:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
356213 | Pinnacle Entertainment Inc. | PNK | Services-Miscellaneous Amusement & Recreation (7990) | 953667491 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242287 | H Stephen Capp | C/O Pinnacle Entertainment, Inc. 8918 Spanish Ridge Avenue Las Vegas NV 89148 | Exec. Vice Pres. & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-05 | 150,000 | $6.05 | 155,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-05 | 150,000 | $14.13 | 5,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-05-05 | 150,000 | $0.00 | 150,000 | $6.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
136,739 | 2013-01-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,110 | Indirect | By 401(k) Plan |
Footnotes
- On May 7, 2010, the reporting person filed a Form 4 reporting the exercise of 150,000 options and the subsequent sale of the underlying 150,000 shares of common stock (the "Original Form 4"). The Original Form 4 was filed using the incorrect CIK number for the Issuer. This Form 4 is being filed to replace and supersede the Original Form 4, to update the number of shares held in the 401(k) Plan by the reporting person and to change the Transaction Code under Table II, Column 4 as shown in the Original Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.30, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote (2) to this Form 4.
- The stock options vested in five equal annual installments on January 11, 2004, January 11, 2005, January 11, 2006, January 11, 2007 and January 11, 2008.