Filing Details
- Accession Number:
- 0001209191-10-027283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-12 13:00:00
- Reporting Period:
- 2010-05-10
- Filing Date:
- 2010-05-12
- Accepted Time:
- 2010-05-12 17:08:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
840883 | Btu International Inc | BTUI | Special Industry Machinery, Nec (3559) | 042781248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223560 | J Peter Tallian | 23 Esquire Road N Billerica MA 01862 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-10 | 1,730 | $3.24 | 1,730 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-10 | 1,297 | $5.93 | 433 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-11 | 2,668 | $3.24 | 3,101 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-11 | 2,001 | $5.92 | 1,100 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-05-12 | 602 | $3.24 | 1,702 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-12 | 453 | $5.97 | 1,249 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (right to buy) | Disposition | 2010-05-10 | 1,730 | $0.00 | 1,730 | $3.24 |
Common Stock | Options (right to buy) | Disposition | 2010-05-11 | 2,668 | $0.00 | 2,668 | $3.24 |
Common Stock | Options (right to buy) | Disposition | 2010-05-12 | 602 | $0.00 | 602 | $3.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,270 | 2016-04-06 | No | 4 | M | Direct | |
15,602 | 2016-04-06 | No | 4 | M | Direct | |
15,000 | 2016-04-06 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/2010. The number of shares sold represents the minimum needed to pay the exercise price of the related stock option and associated tax withholding. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $6.05, inclusive. The reporting person undertakes to provide to BTU International, any security holder of BTU International, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/2010. The number of shares sold represents the minimum needed to pay the exercise price of the related stock option and associated tax withholding. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.96, inclusive. The reporting person undertakes to provide to BTU International, any security holder of BTU International, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/09/2010. The number of shares sold represents the minimum needed to pay the exercise price of the related stock option and associated tax withholding.
- 5,000 shares on and after April 6, 2010;5,000 shares on and after April 6, 2011;5,000 shares on and after April 6, 2012;5,000 shares on and after April 6, 2013.