Filing Details
- Accession Number:
- 0001209191-10-031377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 17:57:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399855 | National American University Holdings Inc. | NAUH | Services-Educational Services (8200) | 830479936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477781 | D Robert Buckingham | 5301 S. Highway 16 Suite 200 Rapid City SD 57701 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-27 | 12,170,301 | $0.00 | 12,363,726 | No | 4 | C | Indirect | by H. & E. Buckingham Limited Partnership |
Common Stock | Disposition | 2010-06-01 | 2,707,950 | $7.50 | 9,655,776 | No | 4 | S | Indirect | by H. & E. Buckingham Limited Partnership |
Common Stock | Acquisiton | 2010-05-27 | 3,559,699 | $0.00 | 3,616,274 | No | 4 | C | Indirect | by Robert D. Buckingham Living Trust |
Common Stock | Disposition | 2010-06-01 | 792,050 | $7.50 | 2,824,224 | No | 4 | S | Indirect | by Robert D. Buckingham Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | by H. & E. Buckingham Limited Partnership |
No | 4 | S | Indirect | by H. & E. Buckingham Limited Partnership |
No | 4 | C | Indirect | by Robert D. Buckingham Living Trust |
No | 4 | S | Indirect | by Robert D. Buckingham Living Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Class A Common Stock | Disposition | 2010-05-27 | 77,370 | $0.00 | 12,170,301 | $0.00 |
Common Stock | Class A Common Stock | Disposition | 2010-05-27 | 22,630 | $0.00 | 3,559,699 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Shares of Class A Common Stock were converted to shares of common stock on a 157.3-to-one basis for no consideration in accordance with the Issuer's Second Amended and Restated Certificate of Incorporation.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer by the Issuer and certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") dated May 26, 2010, and final prospectus, dated May 26, 2010, H. & E. Buckingham Limited Partnership, as a selling stockholder, sold 2,707,950 shares of Common Stock. The Secondary Offering closed on June 1, 2010.
- In connection with the Secondary Offering of Common Stock of the Issuer by the Issuer and certain selling stockholders pursuant to the Underwriting Agreement and final prospectus, dated May 26, 2010, Robert D. Buckingham Living Trust, as a selling stockholder, sold 792,050 shares of Common Stock. The Secondary Offering closed on June 1, 2010.