Filing Details

Accession Number:
0001209191-10-031377
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-01 13:00:00
Reporting Period:
2010-05-27
Filing Date:
2010-06-01
Accepted Time:
2010-06-01 17:57:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1399855 National American University Holdings Inc. NAUH Services-Educational Services (8200) 830479936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477781 D Robert Buckingham 5301 S. Highway 16
Suite 200
Rapid City SD 57701
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-27 12,170,301 $0.00 12,363,726 No 4 C Indirect by H. & E. Buckingham Limited Partnership
Common Stock Disposition 2010-06-01 2,707,950 $7.50 9,655,776 No 4 S Indirect by H. & E. Buckingham Limited Partnership
Common Stock Acquisiton 2010-05-27 3,559,699 $0.00 3,616,274 No 4 C Indirect by Robert D. Buckingham Living Trust
Common Stock Disposition 2010-06-01 792,050 $7.50 2,824,224 No 4 S Indirect by Robert D. Buckingham Living Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect by H. & E. Buckingham Limited Partnership
No 4 S Indirect by H. & E. Buckingham Limited Partnership
No 4 C Indirect by Robert D. Buckingham Living Trust
No 4 S Indirect by Robert D. Buckingham Living Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Common Stock Disposition 2010-05-27 77,370 $0.00 12,170,301 $0.00
Common Stock Class A Common Stock Disposition 2010-05-27 22,630 $0.00 3,559,699 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Shares of Class A Common Stock were converted to shares of common stock on a 157.3-to-one basis for no consideration in accordance with the Issuer's Second Amended and Restated Certificate of Incorporation.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. In connection with the secondary offering (the "Secondary Offering") of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer by the Issuer and certain selling stockholders pursuant to an underwriting agreement (the "Underwriting Agreement") dated May 26, 2010, and final prospectus, dated May 26, 2010, H. & E. Buckingham Limited Partnership, as a selling stockholder, sold 2,707,950 shares of Common Stock. The Secondary Offering closed on June 1, 2010.
  4. In connection with the Secondary Offering of Common Stock of the Issuer by the Issuer and certain selling stockholders pursuant to the Underwriting Agreement and final prospectus, dated May 26, 2010, Robert D. Buckingham Living Trust, as a selling stockholder, sold 792,050 shares of Common Stock. The Secondary Offering closed on June 1, 2010.