Filing Details
- Accession Number:
- 0001181431-10-027291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-17 13:00:00
- Reporting Period:
- 2010-05-13
- Filing Date:
- 2010-05-17
- Accepted Time:
- 2010-05-17 16:25:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296378 | Dimitrios Dimitrelis | 1875 Charleston Rd. Mountain View CA 94043 | Vice President Of Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-13 | 530 | $9.92 | 40,330 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-05-13 | 3,586 | $10.71 | 43,916 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-05-13 | 6,136 | $11.70 | 50,502 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-05-13 | 1,216 | $11.97 | 51,268 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-05-13 | 532 | $15.15 | 51,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-13 | 11,000 | $29.51 | 40,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-13 | 1,000 | $30.14 | 39,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2010-05-13 | 530 | $0.00 | 2,124 | $9.92 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-05-13 | 3,586 | $0.00 | 3,586 | $10.71 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-05-13 | 6,136 | $0.00 | 7,198 | $11.70 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-05-13 | 1,216 | $0.00 | 7,292 | $11.97 |
Common Stock | Stock Option (right to buy) | Disposition | 2010-05-13 | 532 | $0.00 | 29,398 | $15.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,594 | 2007-10-31 | 2016-10-30 | No | 4 | M | Direct |
0 | 2006-09-15 | 2015-09-14 | No | 4 | M | Direct |
1,062 | 2007-07-31 | 2016-08-01 | No | 4 | M | Direct |
6,076 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
28,866 | 2008-06-05 | 2017-06-05 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,062 shares of common stock at an exercise price of $19.83 per share, was adjusted to 2,124 shares of common stock at an exercise price of $9.915 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, options for 45,191 shares of common stock held by the reporting person on March 19, 2010 became exercisable for 90,382 shares of common stock upon vesting, and awards of restricted stock units for 19,900 shares of common stock held by the reporting person on March 19, 2010 became issuable for 39,800 shares of common stock upon vesting.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,793 shares of common stock at an exercise price of $21.41 per share, was adjusted to 3,586 shares of common stock at an exercise price of $10.705 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 3,599 shares of common stock at an exercise price of $23.40 per share, was adjusted to 7,198 shares of common stock at an exercise price of $11.70 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 3,646 shares of common stock at an exercise price of $23.94 per share, was adjusted to 7,292 shares of common stock at an exercise price of $11.97 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 14,699 shares of common stock at an exercise price of $30.29 per share, was adjusted to 29,398 shares of common stock at an exercise price of $15.145 per share.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2009.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $29.045 to $30.04. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $30.06 to $30.26. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.