Filing Details

Accession Number:
0001108426-10-000041
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-14 13:00:00
Reporting Period:
2010-05-13
Filing Date:
2010-05-14
Accepted Time:
2010-05-14 15:16:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108426 Pnm Resources Inc PNM Electric Services (4911) 850019030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1159314 A Alice Cobb Alvarado Square
Ms - 2850
Albuquerque NM 87158
Sr Vp, Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-13 9,667 $7.98 67,647 No 4 M Direct
Common Stock Disposition 2010-05-13 9,667 $13.41 57,980 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2010-05-13 9,667 $13.41 9,667 $7.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
81,347 2019-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,279 Indirect PNM Common Stock Fund - PNM Resources, Inc. 401(k) Plan
Footnotes
  1. Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. 401(k) Plan. Information is based on a plan statement dated 4/30/10.
  2. Based on the closing price on the date of the grant.
  3. The options vest in three equal annual installments beginning 2/17/10.