Filing Details
- Accession Number:
- 0001094831-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-07 13:00:00
- Reporting Period:
- 2010-05-06
- Filing Date:
- 2010-05-07
- Accepted Time:
- 2010-05-07 17:09:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094831 | Bgc Partners Inc. | BGCP | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 134063515 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1268208 | M Albert Weis | C/O Bgc Partners, Inc. 499 Park Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-05-06 | 10,000 | $6.45 | 157,407 | No | 4 | P | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-05-07 | 10,000 | $6.35 | 167,407 | No | 4 | P | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-05-07 | 5,000 | $6.21 | 172,407 | No | 4 | P | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-05-07 | 10,000 | $5.90 | 182,407 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | 1,000 | Indirect | See footnote |
Class A Common Stock, Par Value $0.01 Per Share | 3,000 | Indirect | See footnote |
Class A Common Stock, Par Value $0.01 Per Share | 1,000 | Indirect | See footnote |
Footnotes
- Includes 7,991 restricted stock units ("RSUs") that will vest on December 14, 2010, provided that the reporting person continues to serve as a member of the BGC Partners, Inc. (the "Company") Board of Directors on such date. As previously reported, these RSUs were granted to the reporting person on December 14, 2009, under the Company's Second Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.
- The 5,000 shares of the Company's Class A Common Stock held indirectly by the reporting person consist of: (1) 1,000 shares held by the reporting person's spouse, (2) 3,000 shares held in trust for the benefit of the reporting person's children and (3) 1,000 shares held by the reporting person's children.