Filing Details
- Accession Number:
- 0001140361-10-022981
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-25 13:00:00
- Reporting Period:
- 2010-05-21
- Filing Date:
- 2010-05-25
- Accepted Time:
- 2010-05-25 15:13:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1069996 | 21St Century Holding Co | TCHC | Fire, Marine & Casualty Insurance (6331) | 650248866 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188652 | Bruce Simberg | 3661 West Oakland Park Blvd Suite 300 Lauderdale Lakes FL 33311 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-21 | 700 | $3.55 | 194,479 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-24 | 520 | $3.55 | 194,999 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-24 | 600 | $3.65 | 195,599 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-24 | 900 | $3.66 | 196,499 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-24 | 2,000 | $3.77 | 198,499 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-24 | 500 | $3.77 | 198,999 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $15.79 | 2006-12-05 | 2011-12-05 | 10,000 | 10,000 | Direct |
| Common Stock | Options | $13.17 | 2008-12-06 | 2013-12-06 | 500 | 500 | Direct |
| Common Stock | Options | $12.58 | 2009-01-30 | 2014-01-30 | 4,500 | 4,500 | Direct |
| Common Stock | Options | $4.73 | 2010-01-02 | 2019-01-02 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-12-05 | 10,000 | 10,000 | Direct |
| 2013-12-06 | 500 | 500 | Direct |
| 2014-01-30 | 4,500 | 4,500 | Direct |
| 2019-01-02 | 25,000 | 25,000 | Direct |
Footnotes
- The options vest 20% per year.
- The options vest 33 1/3% per year.
Billionaire Hedge Funds
