Filing Details
- Accession Number:
- 0001209191-10-024844
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-03 13:00:00
- Reporting Period:
- 2010-04-29
- Filing Date:
- 2010-05-03
- Accepted Time:
- 2010-05-03 17:18:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1016125 | Ultimate Software Group Inc | ULTI | Services-Prepackaged Software (7372) | 650694077 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249669 | K Mitchell Dauerman | 2000 Ultimate Way Weston FL 33326 | Exec. Vp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2010-04-29 | 12,000 | $3.38 | 33,750 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2010-04-29 | 12,000 | $34.62 | 33,750 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2010-04-30 | 4,500 | $3.38 | 33,750 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2010-04-30 | 3,700 | $33.68 | 33,750 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2010-04-30 | 800 | $34.76 | 33,750 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2010-05-03 | 13,500 | $3.38 | 33,750 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2010-05-03 | 6,750 | $33.53 | 33,750 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2010-05-03 | 6,750 | $34.25 | 33,750 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2010-04-29 | 12,000 | $3.38 | 12,000 | $3.38 |
Common Stock | Employee Stock Option | Disposition | 2010-04-30 | 4,500 | $3.38 | 4,500 | $3.38 |
Common Stock | Employee Stock Option | Disposition | 2010-05-03 | 13,500 | $3.38 | 13,500 | $3.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-02-07 | 2011-02-07 | No | 4 | M | Direct |
0 | 2001-02-07 | 2011-02-07 | No | 4 | M | Direct |
0 | 2001-02-07 | 2011-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 250 | Indirect | Held in Roth IRA f/b/o Maxwell J. Dauerman |
Footnotes
- The sales price represents the weighted average sales price ranging in price from $34.50 to $34.81. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request ...
- The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 22, 2010.
- The sales price represents the weighted average sales price ranging in price from $33.45 to $33.85. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $34.50 to $34.85. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $33.03 to $33.95. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The sales price represents the weighted average sales price ranging in price from $34.15 to $34.35. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
- The option vested in four equal installments on February 7, 2001,2002,2003 and 2004.