Filing Details

Accession Number:
0001209191-10-024844
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-03 13:00:00
Reporting Period:
2010-04-29
Filing Date:
2010-05-03
Accepted Time:
2010-05-03 17:18:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016125 Ultimate Software Group Inc ULTI Services-Prepackaged Software (7372) 650694077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249669 K Mitchell Dauerman 2000 Ultimate Way
Weston FL 33326
Exec. Vp, Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2010-04-29 12,000 $3.38 33,750 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2010-04-29 12,000 $34.62 33,750 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2010-04-30 4,500 $3.38 33,750 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2010-04-30 3,700 $33.68 33,750 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2010-04-30 800 $34.76 33,750 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2010-05-03 13,500 $3.38 33,750 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2010-05-03 6,750 $33.53 33,750 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2010-05-03 6,750 $34.25 33,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2010-04-29 12,000 $3.38 12,000 $3.38
Common Stock Employee Stock Option Disposition 2010-04-30 4,500 $3.38 4,500 $3.38
Common Stock Employee Stock Option Disposition 2010-05-03 13,500 $3.38 13,500 $3.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-02-07 2011-02-07 No 4 M Direct
0 2001-02-07 2011-02-07 No 4 M Direct
0 2001-02-07 2011-02-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 250 Indirect Held in Roth IRA f/b/o Maxwell J. Dauerman
Footnotes
  1. The sales price represents the weighted average sales price ranging in price from $34.50 to $34.81. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request ...
  2. The transactions reported on this Form 4 were effected pursuant to a Rule 10(b)5-1 trading plan adopted by the reporting person on February 22, 2010.
  3. The sales price represents the weighted average sales price ranging in price from $33.45 to $33.85. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  4. The sales price represents the weighted average sales price ranging in price from $34.50 to $34.85. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  5. The sales price represents the weighted average sales price ranging in price from $33.03 to $33.95. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  6. The sales price represents the weighted average sales price ranging in price from $34.15 to $34.35. The number of shares sold at each separate price will be made available to the SEC Staff, the issuer, or a security holder of the issuer upon request.
  7. The option vested in four equal installments on February 7, 2001,2002,2003 and 2004.