Filing Details
- Accession Number:
- 0001242287-10-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-20 13:00:00
- Reporting Period:
- 2010-05-18
- Filing Date:
- 2010-05-20
- Accepted Time:
- 2010-05-20 17:01:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 356213 | Pinnacle Entertainment Inc. | PNK | Services-Miscellaneous Amusement & Recreation (7990) | 953667491 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242287 | H Stephen Capp | C/O Pinnacle Entertainment, Inc. 8918 Spanish Ridge Avenue Las Vegas NV 89148 | Exec. Vice Pres. & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-18 | 8,000 | $6.05 | 13,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-18 | 8,000 | $13.90 | 5,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-05-18 | 8,000 | $0.00 | 8,000 | $6.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 94,937 | 2013-01-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,110 | Indirect | By 401(k) Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.90 to $13.92, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote to this Form 4.
- The stock options vested in five equal annual installments on January 11, 2004, January 11, 2005, January 11, 2006, January 11, 2007 and January 11, 2008.
Billionaire Hedge Funds
