Filing Details
- Accession Number:
- 0001319012-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-07 13:00:00
- Reporting Period:
- 2010-05-05
- Filing Date:
- 2010-05-07
- Accepted Time:
- 2010-05-07 16:48:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299709 | Bofi Holding Inc. | BOFI | Savings Institution, Federally Chartered (6035) | 330867444 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319078 | Lewis Gary Evans | C/O Bofi Holding, Inc. 12777 High Bluff Drive #100 San Diego CA 92130 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-05 | 40,000 | $9.50 | 104,950 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-05 | 25,000 | $7.35 | 129,950 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-05 | 65,000 | $15.94 | 64,950 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-07 | 22,100 | $15.02 | 42,850 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO (right to buy) | Acquisiton | 2010-05-05 | 40,000 | $0.00 | 40,000 | $9.50 |
| Common Stock | ISO (right to buy) | Acquisiton | 2010-05-05 | 25,000 | $0.00 | 25,000 | $7.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-07-25 | 2015-07-25 | No | 4 | M | Direct |
| 0 | 2006-07-24 | 2016-07-24 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices reanging from $15.45 to $16.69. The price reported above reflects this weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each was effected.
- This transaction was executed in multiple trades at prices reanging from $14.90 to $15.20. The price reported above reflects this weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each was effected.
- There are no remaining options outstanding.
Billionaire Hedge Funds
