Filing Details
- Accession Number:
- 0000914190-10-000390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-21 13:00:00
- Reporting Period:
- 2010-05-19
- Filing Date:
- 2010-05-21
- Accepted Time:
- 2010-05-21 17:19:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Energy Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232935 | K Stephanie Kushner | 47 East Chicago Avenue Suite 332 Naperville IL 60540 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-19 | 10,000 | $2.80 | 73,556 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $9.99 | 2019-07-29 | 25,000 | 25,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $5.44 | 2020-03-09 | 53,233 | 53,233 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-07-29 | 25,000 | 25,000 | Direct |
2020-03-09 | 53,233 | 53,233 | Direct |
Footnotes
- Includes (i) 25,000 shares of restricted stock units that vest in 6,250 share increments on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13 and (ii) 28,378 shares of restricted stock units that vest in 7,095 share increments on 3/9/11 and 3/9/12 and in 7,094 share increments on 3/9/13 and 3/9/14.
- 6,250 shares vest on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13.
- 13,309 shares vest on 3/9/11 and 13,308 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.