Filing Details
- Accession Number:
- 0001209191-10-029784
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-21 13:00:00
- Reporting Period:
- 2010-05-20
- Filing Date:
- 2010-05-21
- Accepted Time:
- 2010-05-21 18:24:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1382096 | S. Robert Brown | C/O Nxstage Medical, Inc. 439 South Union Street, 5Th Floor Lawrence MA 01843 | Sr. Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-20 | 2,000 | $2.11 | 83,784 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-20 | 2,000 | $11.97 | 81,784 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-20 | 3,000 | $11.97 | 78,784 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-05-20 | 2,000 | $0.00 | 2,000 | $2.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
72,000 | 2016-03-04 | No | 4 | M | Direct |
Footnotes
- This amount has been reduced to reflect the reporting person's use of shares to satisfy his tax withholding liability incurred in connection with the awards granted to him on March 3, 2010 (the "Awards") pursuant to the Company's 2009 Corporate Bonus and 2009 Performance Share Plans. The shares were used to satisfy the tax withholding obligations on the date of grant.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2010.
- This option was granted on March 5, 2009 and vests over three years in equal monthly installments.