Filing Details
- Accession Number:
- 0000891839-10-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-04 13:00:00
- Reporting Period:
- 2010-04-30
- Filing Date:
- 2010-05-04
- Accepted Time:
- 2010-05-04 16:50:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 792985 | Health Management Associates Inc | HMA | Services-General Medical & Surgical Hospitals, Nec (8062) | 610963645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240207 | E Robert Farnham | Health Management Associates, Inc. 5811 Pelican Bay Boulevard, Suite 500 Naples FL 34108 | Senior Vp- Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2010-04-30 | 30,198 | $6.02 | 363,093 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2010-04-30 | 23,327 | $9.52 | 339,766 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2010-04-30 | 30,198 | $0.00 | 30,198 | $6.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-05-26 | 2010-05-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, $.01 Par Value | 8,739 | Direct | |
| Class A Common Stock, $.01 Par Value | 47,484 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $8.25 | 2005-05-15 | 2011-05-14 | 201,317 | 201,317 | Direct |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $9.91 | 2006-05-21 | 2012-05-20 | 60,395 | 60,395 | Direct |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $9.22 | 2007-05-20 | 2013-05-19 | 60,395 | 60,395 | Direct |
| Class A Common Stock, $.01 Par Value | Stock Option (Right to Buy) | $11.31 | 2008-05-18 | 2014-05-17 | 100,659 | 100,659 | Direct |
| Class A Common Stock, $.01 Par Value | Contingent Stock Award | $0.00 | 2011-02-20 | 2011-02-20 | 20,039 | 20,039 | Direct |
| Class A Common Stock, $.01 Par Value | Contingent Stock Award | $0.00 | 2012-02-19 | 2012-02-19 | 21,201 | 21,201 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-05-14 | 201,317 | 201,317 | Direct |
| 2012-05-20 | 60,395 | 60,395 | Direct |
| 2013-05-19 | 60,395 | 60,395 | Direct |
| 2014-05-17 | 100,659 | 100,659 | Direct |
| 2011-02-20 | 20,039 | 20,039 | Direct |
| 2012-02-19 | 21,201 | 21,201 | Direct |
Footnotes
- These shares are held jointly by Mr. Farnham and his wife.
- This employee stock option was previously reported by Mr. Farnham.
- This contingent stock incentive award under the Issuer's 1996 Executive Incentive Compensation Plan was previously reported by Mr. Farnham.
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