Filing Details
- Accession Number:
- 0001181431-10-030239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-28 13:00:00
- Reporting Period:
- 2010-05-26
- Filing Date:
- 2010-05-28
- Accepted Time:
- 2010-05-28 17:37:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062478 | Actuate Corp | ACTU | Services-Prepackaged Software (7372) | 943193197 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241872 | E Kenneth Marshall | Actuate Corporation 2207 Bridgepointe Parkway, Suite 500 San Mateo CA 94404 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-26 | 8,000 | $0.00 | 13,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-05-27 | 12,500 | $1.49 | 25,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-27 | 12,500 | $4.44 | 13,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Acquisiton | 2010-05-26 | 16,000 | $0.00 | 16,000 | $4.20 |
| Common Stock | Option (right to buy) | Disposition | 2010-05-27 | 12,500 | $0.00 | 12,500 | $1.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 368,500 | 2011-05-26 | 2020-05-26 | No | 4 | A | Direct |
| 356,000 | 2007-03-03 | 2013-03-03 | No | 4 | M | Direct |
Footnotes
- Represents shares of the Issuer's common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in full upon the Reporting Person's continuation in Board service with the Issuer through May 26, 2011, subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
- Unless the Reporting Person elects to defer the issuance of the shares until the Reporting Person's separation from service from the Issuer, the shares of the Issuer's common stock will be issued as the RSUs vest.
- Includes 8000 shares of the Issuer's common stock underlying the RSU award reported on this Form 4.
- Represents a weighted average price within the range of $4.42 and $4.44.
Billionaire Hedge Funds
