Filing Details
- Accession Number:
- 0001112679-10-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-25 13:00:00
- Reporting Period:
- 2010-05-24
- Filing Date:
- 2010-05-25
- Accepted Time:
- 2010-05-25 19:16:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200483 | J Alfred Amoroso | C/O Rovi Corporation 2830 De La Cruz Blvd Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-24 | 100,000 | $22.95 | 356,250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-24 | 100,000 | $37.27 | 256,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2010-05-24 | 100,000 | $0.00 | 100,000 | $22.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
286,929 | 2010-07-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 189,231 | Indirect | Amoroso Family Trust |
Footnotes
- Shares sold pursuant to Mr. Amoroso's 10b5-1 plan dated August 12, 2009
- Shares sold on the Open Market are reported as an average sell price per share of $37.27; breakdown of shares sold and per share sale prices are as follows: 1,300 at $37.06; 2,500 at $37.07; 4,700 at $37.08; 4,400 at $37.09; 1,846 at $37.10; 1,854 at $37.11; 3,299 at $37.12; 501 at $37.13; 300 at $37.14; 500 at $37.15; 600 at $37.16; 1,884 at $37.17; 316 at $37.18; 2,200 at $37.19; 3,000 at $37.20; 3,100 at $37.21; 1,200 at $37.22; 2,900 at $37.23; 1,500 at $37.24; 600 at $37.25; 1,900 at $37.26; 2,876 at $37.27; 1,000 at $37.28; 3,724 at $37.29; 1,942 at $37.30; 1,900 at $37.31; 5,067 at $37.32; 3,200 at $37.33; 2,591 at $37.34; 10,830 at $37.35; 2,700 at $37.36; 2,670 at $37.37; 1,200 at $37.38; 2,400 at $37.39; 7,299 at $37.40; 3,018 at $37.41; 3,483 at $37.42; 1,800 at $37.43; 400 at $37.44; 100 at $37.45; 100 at $37.46; 300 at $37.47; 200 at $37.48; 300 at $37.49, additional shares sold continued in footnote (3).
- Shares sold on the Open Market are reported as an average sell price per share of $37.27 (continued); breakdown of shares sold and per share sale prices are as follows: 100 at $37.50; 100 at $37.53; 100 at $37.54; 100 at $37.60 and 100 at $37.68.
- Mr. Amoroso and his wife are co-trustees of the Amoroso Family Trust.
- Granted July 5, 2005; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.