Filing Details

Accession Number:
0001019056-10-000578
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-04 13:00:00
Reporting Period:
2010-04-30
Filing Date:
2010-05-04
Accepted Time:
2010-05-04 18:31:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
918112 Neurobiological Technologies Inc NTII Biological Products, (No Disgnostic Substances) (2836) 943049219
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397671 Fvp Us-Q Lp 551 Fifth Ave, 36Th Floor
New York NY 10176
No No Yes No
1407275 Fvp Master Fund Lp 551 Fifth Ave, 36Th Floor
New York NY 10176
No No Yes No
1438637 Firefly Value Partners, Lp 551 Fifth Ave, 36Th Floor
New York NY 10176
No No Yes No
1438718 Fvp Gp, Llc 551 Fifth Ave, 36Th Floor
New York NY 10176
No No Yes No
1438719 Firefly Management Co Gp, Llc 551 Fifth Ave, 36Th Floor
New York NY 10176
No No Yes No
1438751 Ryan Heslop 551 Fifth Ave, 36Th Floor
New York NY 10176
No No Yes No
1438752 Ariel Warszawski 551 Fifth Ave, 36Th Floor
New York NY 10176
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Disposition 2010-04-30 22,366 $0.08 2,801,577 No 4 P Indirect By FVP Master Fund, L.P.
Common Stock, Par Value $0.001 Disposition 2010-04-30 33,634 $0.08 2,271,378 No 4 P Indirect By FVP US-Q, LP
Common Stock, Par Value $0.001 Disposition 2010-05-04 3,994 $0.08 2,797,583 No 4 P Indirect By FVP Master Fund, L.P.
Common Stock, Par Value $0.001 Disposition 2010-05-04 6,006 $0.08 2,265,372 No 4 P Indirect By FVP US-Q, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By FVP Master Fund, L.P.
No 4 P Indirect By FVP US-Q, LP
No 4 P Indirect By FVP Master Fund, L.P.
No 4 P Indirect By FVP US-Q, LP
Footnotes
  1. Firefly Value Partners, LP ("Firefly Partners") serves as investment manager to FVP Master Fund, L.P. (the "FVP Master Fund"), the direct owner of the subject securities. FVP GP, LLC ("FVP GP") serves as the general partner of the FVP Master Fund and Firefly Management Company GP, LLC ("Firefly Management") serves as the general partner of Firefly Partners. Messrs. Ryan Heslop and Ariel Warszawski are the managing members of FVP GP and Firefly Management. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Exchange Act") or for any other purpose.
  2. Firefly Partners serves as investment manager to FVP US-Q, LP (the "FVP Fund"), the direct owner of the subject securities. FVP GP serves as the general partner of the FVP Fund and Firefly Management serves as the general partner of Firefly Partners. Messrs. Ryan Heslop and Ariel Warszawski are the managing members of FVP GP and Firefly Management. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose.