Filing Details
- Accession Number:
- 0001209191-10-026222
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-07 13:00:00
- Reporting Period:
- 2010-05-05
- Filing Date:
- 2010-05-07
- Accepted Time:
- 2010-05-07 21:59:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 35621 | Finance Enterprises Inc | PNK | () |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242287 | H Stephen Capp | C/O Pinnacle Entertainment, Inc. 3800 Howard Hughes Parkway Las Vegass NV 89169 | Exec. Vice Pres. & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-05 | 150,000 | $6.05 | 192,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-05 | 150,000 | $14.13 | 42,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-05-05 | 150,000 | $0.00 | 150,000 | $6.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 136,739 | 2013-01-11 | Yes | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,046 | Indirect | By 401(k) Plan |
Footnotes
- The sale price per share reported above reflects a weighted-average of a series of block trades, all of which were executed on May 5, 2010, as reported in further detail on Exhibit 99.1 hereto
- The stock options were granted on January 11, 2003 and vested in five equal annual installments on January 11, 2004, January 11, 2005, January 11, 2006, January 11, 2007 and January 11, 2008
Billionaire Hedge Funds
