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Home > Insider Trading > Filing (0001181431-10-028328)

Filing Details

Accession Number:: 0001181431-10-028328
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-05-20 13:00:00
Reporting Period:: 2010-05-20

Filing Date:: 2010-05-20
Accepted Time:: 2010-05-20 17:11:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1259429	Ticc Capital Corp.	TICC	()	200118736

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1268530	H Jonathan Cohen	C/O Ticc Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-05-20	4,189	$7.97	292,961	No	4	P	Direct
Common Stock	Acquisiton	2010-05-20	3,945	$7.96	296,906	No	4	P	Direct
Common Stock	Acquisiton	2010-05-20	3,282	$7.95	300,188	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

Includes 188 shares held by BDC Partners, LLC, which may be deemed to be beneficially owned by Mr. Cohen by virtue of his ownership interest therein.