Filing Details
- Accession Number:
- 0001104659-10-026530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-06 13:00:00
- Reporting Period:
- 2010-05-04
- Filing Date:
- 2010-05-06
- Accepted Time:
- 2010-05-06 19:21:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1407450 | Convio Inc. | CNVO | Services-Prepackaged Software (7372) | 742935609 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1490128 | D. Sheeraz Haji | 11501 Domain Drive Suite 200 Austin TX 78758 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series Q Common Stock | Disposition | 2010-05-04 | 116 | $0.00 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-05-04 | 116 | $0.00 | 116 | No | 4 | A | Direct | |
| Series R Common Stock | Disposition | 2010-05-04 | 4,317 | $0.00 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-05-04 | 4,317 | $0.00 | 4,433 | No | 4 | A | Direct | |
| Series S Common Stock | Disposition | 2010-05-04 | 135,810 | $0.00 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2010-05-04 | 135,810 | $0.00 | 140,243 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-05-04 | 668 | $0.00 | 140,911 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2010-05-04 | 35,311 | $8.37 | 105,600 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | D | Direct | |
| No | 4 | A | Direct | |
| No | 4 | D | Direct | |
| No | 4 | A | Direct | |
| No | 4 | D | Direct | |
| No | 4 | A | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Preferred Stock | Disposition | 2010-05-04 | 668 | $0.00 | 668 | $0.00 |
| Series P Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-04 | 45,270 | $0.00 | 45,270 | $1.24 |
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2010-05-04 | 45,270 | $0.00 | 45,270 | $1.24 |
| Series P Common Stock | Incentive Stock Option (right to buy) | Disposition | 2010-05-04 | 33,952 | $0.00 | 33,952 | $0.53 |
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2010-05-04 | 33,952 | $0.00 | 33,952 | $0.53 |
| Series P Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-04 | 31,680 | $0.00 | 31,680 | $4.57 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-05-04 | 31,680 | $0.00 | 31,680 | $4.57 |
| Series P Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-05-04 | 7,040 | $0.00 | 7,040 | $8.75 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-05-04 | 7,040 | $0.00 | 7,040 | $8.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | 2016-01-26 | No | 4 | D | Direct | |
| 45,270 | 2016-01-26 | No | 4 | A | Direct | |
| 0 | 2014-01-30 | No | 4 | D | Direct | |
| 33,952 | 2014-01-30 | No | 4 | A | Direct | |
| 0 | 2016-03-15 | No | 4 | D | Direct | |
| 31,680 | 2016-03-15 | No | 4 | A | Direct | |
| 0 | 2017-02-03 | No | 4 | D | Direct | |
| 7,040 | 2017-02-03 | No | 4 | A | Direct |
Footnotes
- Reflects the automatic conversion of Convio, Inc.'s Series Q Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- Reflects the automatic conversion of Convio, Inc.'s Series R Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- Reflects the automatic conversion of Convio, Inc.'s Series S Common Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- Reflects the automatic conversion of Convio, Inc.'s Series B Preferred Stock into shares of Common Stock on a one-for-one basis, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- These shares were immediately exercisable.
- These shares had no expiration date.
- Granted under the Issuer's GetActive 2006 Equity Incentive Plan. The option is fully vested and exercisable.
- Reflects the automatic conversion of the underlying security, Convio, Inc.'s Series P Common Stock, into shares of Common Stock on a one-for-one basis of the derivative security, which occurred on 05/04/10 immediately prior to the closing of Convio, Inc.'s initial public offering.
- Granted under the Issuer's GetActive 2000 Stock Option Plan. The option is fully vested and exercisable.
- The option was granted under Convio, Inc.'s 1999 Stock Option/Stock Issuance Plan and is fully vested and exercisable.
- The option was granted under Convio, Inc.'s 2009 Stock Incentive Plan. 3,520 of the options are vested and exercisable, and the remaining 3,520 options will be fully vested on 2/4/2011.
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