Filing Details
- Accession Number:
- 0001001250-10-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 16:26:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1006352 | A Leonard Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Chairman Emeritus | Yes | Yes | Yes | No |
1014132 | H Evelyn Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Senior Corporate Vice Presiden | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2010-05-11 | 9,000 | $62.73 | 3,081,669 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-11 | 26,000 | $63.48 | 3,055,669 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2010-05-12 | 35,000 | $63.50 | 3,020,669 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 390,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 40,220 | 40,220 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
40,220 | 40,220 | Indirect |
Footnotes
- Leonard A. Lauder ("LAL") sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. LAL undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
- Owned by LAL directly. Owned by Evelyn H. Lauder ("EHL") indirectly, through LAL.
- EHL disclaims beneficial ownership of securities owned by her husband, LAL.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Owned by LAL individually as a trustee and beneficiary of The Estee Lauder 2002 Trust. Owned by EHL indirectly, through LAL.
- LAL disclaims beneficial ownership of the shares to the extent that he does not have a pecuniary interest in such securities.
- Sales prices range from $62.05 to $63.04 per share, inclusive.
- Sales prices range from $63.05 to $63.86 per share, inclusive.
- Sales prices range from $62.93 to $63.91 per share, inclusive.
- Owned by EHL directly. Owned by LAL indirectly, through EHL.
- LAL disclaims beneficial ownership of securities owned by his wife, EHL.