Filing Details

Accession Number:
0001001250-10-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-13 13:00:00
Reporting Period:
2010-05-11
Filing Date:
2010-05-13
Accepted Time:
2010-05-13 16:26:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1006352 A Leonard Lauder C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Chairman Emeritus Yes Yes Yes No
1014132 H Evelyn Lauder C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Senior Corporate Vice Presiden No Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2010-05-11 9,000 $62.73 3,081,669 No 4 S Direct
Class A Common Stock Disposition 2010-05-11 26,000 $63.48 3,055,669 No 4 S Direct
Class A Common Stock Disposition 2010-05-12 35,000 $63.50 3,020,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 390,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 40,220 40,220 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
40,220 40,220 Indirect
Footnotes
  1. Leonard A. Lauder ("LAL") sold shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 3, 2010.
  2. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. LAL undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
  3. Owned by LAL directly. Owned by Evelyn H. Lauder ("EHL") indirectly, through LAL.
  4. EHL disclaims beneficial ownership of securities owned by her husband, LAL.
  5. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
  6. Owned by LAL individually as a trustee and beneficiary of The Estee Lauder 2002 Trust. Owned by EHL indirectly, through LAL.
  7. LAL disclaims beneficial ownership of the shares to the extent that he does not have a pecuniary interest in such securities.
  8. Sales prices range from $62.05 to $63.04 per share, inclusive.
  9. Sales prices range from $63.05 to $63.86 per share, inclusive.
  10. Sales prices range from $62.93 to $63.91 per share, inclusive.
  11. Owned by EHL directly. Owned by LAL indirectly, through EHL.
  12. LAL disclaims beneficial ownership of securities owned by his wife, EHL.