Filing Details
- Accession Number:
- 0001140361-10-021884
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-17 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-17
- Accepted Time:
- 2010-05-17 18:46:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 203248 | Southern Union Co | SUG | Natural Gas Transmission (4922) | 750571592 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444613 | A. Roger Farrell | 5444 Westheimer Road Houston TX 77056-5306 | Svp, Midstream Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-17 | 800 | $23.12 | 5,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-05-17 | 1,200 | $23.12 | 4,200 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Cash Restricted Units | $0.00 | 3,256 | 3,256 | Direct | ||
| Common Stock | Stock Appreciation Rights | $12.55 | 2018-12-15 | 20,071 | 20,071 | Direct | |
| Common Stock | Cash Restricted Units | $0.00 | 2019-12-15 | 4,202 | 4,202 | Direct | |
| Common Stock | Stock Appreciation Rights | $21.64 | 2019-12-15 | 14,749 | 14,749 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,256 | 3,256 | Direct | |
| 2018-12-15 | 20,071 | 20,071 | Direct |
| 2019-12-15 | 4,202 | 4,202 | Direct |
| 2019-12-15 | 14,749 | 14,749 | Direct |
Footnotes
- 4,884 cash restricted units were awarded to the Reporting Person on December 15, 2008 (the "Grant Date"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common sock valued at the closing price of the Company's common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 1,628 cash restricted units.
- Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2008. To date 6,690 stock appreciation rights have vested and are exerciseable.
- 4,202 cash restricted units were awarded to the Reporting Person on December 15, 2009 (the "Grant Date"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common sock valued at the closing price of the Company's common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2009.
- Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on the Grant Date. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009.
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