Filing Details
- Accession Number:
- 0000950103-10-001525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-20 13:00:00
- Reporting Period:
- 2010-05-18
- Filing Date:
- 2010-05-20
- Accepted Time:
- 2010-05-20 18:18:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371446 | Fbr Capital Markets Corp | FBCM | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1303154 | Crestview Partners (Cayman), L.p. | 667 Madison Avenue, 10Th Floor New York NY 10065 | No | No | No | Yes | |
1322689 | Crestview Partners (Te), L.p. | C/O Crestview Partners, Gp, L.p. 667 Madison Avenue New York NY 10065 | No | No | No | Yes | |
1402598 | Crestview Partners (Cayman), Ltd. | C/O Crestview Partners, Gp, L.p. 667 Madison Avenue New York NY 10065 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share ("Common Stock") | Acquisiton | 2010-05-18 | 161,822 | $4.24 | 7,778,556 | No | 4 | P | Indirect | Through limited partnerships |
Common Stock | Acquisiton | 2010-05-19 | 52,172 | $4.25 | 7,830,728 | No | 4 | P | Indirect | Through limited partnerships |
Common Stock | Acquisiton | 2010-05-20 | 150,000 | $4.22 | 7,980,728 | No | 4 | P | Indirect | Through limited partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through limited partnerships |
No | 4 | P | Indirect | Through limited partnerships |
No | 4 | P | Indirect | Through limited partnerships |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Option | Option (Right to Buy) ("Option") | $17.14 | 2006-07-20 | 2012-07-20 | 2,600,000 | 2,600,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-07-20 | 2,600,000 | 2,600,000 | Indirect |
Footnotes
- This Form 4 is being filed by more than one reporting person. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (Cayman), L.P., Crestview Offshore Holdings (Cayman), L.P. (the "Cayman Fund"), Crestview Partners (PF), L.P., Crestview Partners (TE), L.P., Crestview Holdings (TE), L.P. (the "TE Fund") and Crestview Partners (ERISA), L.P. Crestview Partners (TE), L.P. is a limited partner of the TE Fund. Crestview Partners GP, L.P. is the sole member of Crestview Partners (Cayman), Ltd., which is the administrative general partner of the Cayman Fund and Crestview Partners (Cayman), L.P., which is a limited partner of the Cayman Fund.
- Crestview Partners, L.P., the Cayman Fund, Crestview Partners (PF), L.P. and the TE Fund are 67.4, 16.2, 11.7 and 4.7% members, respectively, in Forest Holdings LLC, which is the record owner of 7,568,404 shares of Common Stock and 2,465,671 Options. Crestview Partners (ERISA), L.P. is the sole member of Forest Holdings (ERISA) LLC, which is the record owner of 412,324 shares of Common Stock and 134,329 Options. Each reporting person disclaims beneficial ownership of the reported securities except and to the extent of its pecuniary interest therein.
- Crestview Advisors, L.L.C., which provides investment advisory and management services to certain of the reporting persons, acquired on September 19, 2008 502,268 options to buy common shares of the issuer at a exercise price of $5.30 per share. The reporting persons disclaim beneficial ownership of such securities.