Filing Details
- Accession Number:
- 0001209191-10-030798
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-05-27 13:00:00
- Reporting Period:
- 2010-05-14
- Filing Date:
- 2010-05-27
- Accepted Time:
- 2010-05-27 15:36:33
- Original Submission Date:
- 2010-05-20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101199 | United Fire & Casualty Co | UFCS | Fire, Marine & Casualty Insurance (6331) | 420644327 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1451182 | E David Conner | 118 Second Avenue Se P.o. Box 73909 Cedar Rapids IA 52407-3909 | Vp/Chief Claims Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-14 | 6 | $22.45 | 1,326 | No | 5 | P | Indirect | See footnote #5 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Indirect | See footnote #5 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2010-05-19 | 3,000 | $0.00 | 3,000 | $22.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,485 | 2020-05-19 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Coommon Stock | 1,226 | Direct |
Footnotes
- The deemed execution date of this transaction is the statement date as provided by the Company's 401(k) Plan trustee/administrator.
- This transaction qualifies as a non-discretionary transaction from a tax-qualified plan and is voluntarily reported on Form 4.
- Represents the approximate number of shares acquired by the trustee/administrator of the Company's 401(k) Plan for the reporting person's benefit, based on a statement of the plan trustee/administrator.
- The price per share is based on a statement provided by the Company's 401(k) Plan trustee/administrator.
- The total number of securities beneficially held indirectly by the reporting person following the reported transaction includes: approximately 1,039 shares held in a Company 401(k) account for Mr. Conner's benefit, based on a statement of the plan trustee/administrator; and 287 shares held in the Company's Employee Stock Ownership Plan for Mr. Conner's benefit.
- The number of securities shown as being held in or acquired by the Company 401(k) account for Mr. Conner's benefit is the approximate number of shares of common stock for which Mr. Conner has the right to direct the vote under the 401(k) plan. Such shares are not directly allocated to plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. Participants acquire units of this fund.
- The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 1,226 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013.
- 3,000 options become exercisable in five equal installments of 600 option shares each on 05/19/2011, 05/19/2012, 05/19/2013, 05/19/2014 and 05/19/2015.
- The total number of derivative securites beneficially held following the reported transaction includes: 10,397 stock options currently exercisable; 500 stock options vesting on 02/17/2011; 2,000 stock options vesting in two equal installments of 1,000 option shares each on 02/16/2011, and 02/16/2012; 3,588 stock options vesting in four equal installments of 897 option shares each on 05/21/2010, 05/21/2011, 05/21/2012, and 05/21/2013; and 3,000 stock options vesting in five equal installments of 600 option shares each on 05/19/2011, 05/19/2012, 05/19/2013, 05/19/2014 and 05/19/2015.