Filing Details

Accession Number:
0001209191-10-030798
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-05-27 13:00:00
Reporting Period:
2010-05-14
Filing Date:
2010-05-27
Accepted Time:
2010-05-27 15:36:33
Original Submission Date:
2010-05-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101199 United Fire & Casualty Co UFCS Fire, Marine & Casualty Insurance (6331) 420644327
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451182 E David Conner 118 Second Avenue Se
P.o. Box 73909
Cedar Rapids IA 52407-3909
Vp/Chief Claims Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-14 6 $22.45 1,326 No 5 P Indirect See footnote #5
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect See footnote #5
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2010-05-19 3,000 $0.00 3,000 $22.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,485 2020-05-19 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Coommon Stock 1,226 Direct
Footnotes
  1. The deemed execution date of this transaction is the statement date as provided by the Company's 401(k) Plan trustee/administrator.
  2. This transaction qualifies as a non-discretionary transaction from a tax-qualified plan and is voluntarily reported on Form 4.
  3. Represents the approximate number of shares acquired by the trustee/administrator of the Company's 401(k) Plan for the reporting person's benefit, based on a statement of the plan trustee/administrator.
  4. The price per share is based on a statement provided by the Company's 401(k) Plan trustee/administrator.
  5. The total number of securities beneficially held indirectly by the reporting person following the reported transaction includes: approximately 1,039 shares held in a Company 401(k) account for Mr. Conner's benefit, based on a statement of the plan trustee/administrator; and 287 shares held in the Company's Employee Stock Ownership Plan for Mr. Conner's benefit.
  6. The number of securities shown as being held in or acquired by the Company 401(k) account for Mr. Conner's benefit is the approximate number of shares of common stock for which Mr. Conner has the right to direct the vote under the 401(k) plan. Such shares are not directly allocated to plan participants, but are instead held in a unitized fund consisting primarily of common stock, together with a small percentage of short-term investments. Participants acquire units of this fund.
  7. The total number of securities beneficially held directly by the reporting person following the reported transaction includes: 1,226 shares of restricted stock issued under the Company's 2008 Stock Plan which vest, subject to certain conditions, on 05/21/2013.
  8. 3,000 options become exercisable in five equal installments of 600 option shares each on 05/19/2011, 05/19/2012, 05/19/2013, 05/19/2014 and 05/19/2015.
  9. The total number of derivative securites beneficially held following the reported transaction includes: 10,397 stock options currently exercisable; 500 stock options vesting on 02/17/2011; 2,000 stock options vesting in two equal installments of 1,000 option shares each on 02/16/2011, and 02/16/2012; 3,588 stock options vesting in four equal installments of 897 option shares each on 05/21/2010, 05/21/2011, 05/21/2012, and 05/21/2013; and 3,000 stock options vesting in five equal installments of 600 option shares each on 05/19/2011, 05/19/2012, 05/19/2013, 05/19/2014 and 05/19/2015.