Filing Details
- Accession Number:
- 0000950142-10-000766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-03 13:00:00
- Reporting Period:
- 2010-04-29
- Filing Date:
- 2010-05-03
- Accepted Time:
- 2010-05-03 18:48:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028985 | Spectrum Brands Inc. | SPB | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 222423556 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233563 | Harbinger Capital Partners Master Fund I, Ltd. | C/O International Fund Services Limited Third Fl, Bishop'S Square Redmond'S Hill Dublin L2 00000 | No | No | Yes | Yes | |
| 1233569 | Philip Falcone | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes | |
| 1371517 | Harbinger Capital Partners Special Situations Fund, L.p. | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes | |
| 1371518 | Harbinger Capital Partners Special Situations Gp, Llc | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes | |
| 1456927 | Harbinger Holdings, Llc | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes | |
| 1457298 | Harbinger Capital Partners Llc | 450 Park Avenue, 30Th Floor New York NY 10022 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2010-04-29 | 12,000 | $30.00 | 8,998,956 | No | 4 | P | Direct | |
| Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2010-05-03 | 4,800 | $30.22 | 9,003,756 | No | 4 | P | Direct | |
| Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2010-04-29 | 3,000 | $30.00 | 1,964,392 | No | 4 | P | Direct | |
| Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2010-05-03 | 1,200 | $30.22 | 1,965,592 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Par Value $0.01 Per Share) | 1,453,850 | Indirect | See footnotes |
Footnotes
- These securities are owned by Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"), which is a Reporting Person.
- These securities may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.
- Each Reporting Person listed in Footnote 2 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These securities are owned by Harbinger Capital Partners Special Situations Fund, L.P. (the "Special Situations Fund"), which is a Reporting Person.
- These securities may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, the managing member of HCPSS; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Special Situations Fund.
- Each Reporting Person listed in Footnote 5 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These securities are owned by Global Opportunities Breakaway Ltd. (the "Breakaway Fund").
- These securities may be deemed to be indirectly beneficially owned by the following: Harbinger Capital Partners II LP (formerly Global Opportunities Breakaway Management, L.P.) ("HCP II"), the investment manager of the Breakaway Fund; Harbinger Capital Partners II GP LLC (formerly Global Opportunities Breakaway Management GP, L.L.C.) ("HCP GP II"), the general partner of HCP II; and Philip Falcone, the managing member of HCP II GP and the portfolio manager of the Breakaway Fund.
- Each entity or person listed in Footnote 8 disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such entity or person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $29.52 to $30.40. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
