Filing Details

Accession Number:
0000950103-10-001603
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-27 13:00:00
Reporting Period:
2010-05-25
Filing Date:
2010-05-27
Accepted Time:
2010-05-27 18:05:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371446 Fbr Capital Markets Corp FBCM Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1303158 Crestview Offshore Holdings (Cayman), L.p. C/O Crestview Partners, Gp, L.p.
667 Madison Avenue
New York NY 10065
No No No Yes
1303183 Crestview Partners, L.p. C/O Crestview Partners, Gp, L.p.
667 Madison Avenue
New York NY 10065
No No Yes No
1322690 Crestview Holdings (Te), L.p. C/O Crestview Partners, Gp, L.p.
667 Madison Avenue
New York NY 10065
No No No Yes
1336205 Crestview Partners (Erisa), L.p. C/O Crestview Partners, Gp, L.p.
667 Madison Avenue
New York NY 10065
No No No Yes
1339026 Crestview Partners (Pf), L.p. C/O Crestview Partners, Gp, L.p.
667 Madison Avenue
New York NY 10065
No No No Yes
1402174 Crestview Partners Gp, L.p. 667 Madison Avenue, 10Th Floor
New York NY 10065
No No Yes No
1402596 Forest Holdings (Erisa) Llc C/O Crestview Partners, Gp, L.p.
667 Madison Avenue
New York NY 10065
No No No Yes
1402597 Forest Holdings Llc C/O Crestview Partners, Gp, L.p.
667 Madison Avenue
New York NY 10065
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share ("Common Stock") Acquisiton 2010-05-25 54,836 $3.97 8,035,564 No 4 P Indirect Through limited partnerships
Common Stock Acquisiton 2010-05-26 100,000 $4.17 8,135,564 No 4 P Indirect Through limited partnerships
Common Stock Acquisiton 2010-05-27 250,000 $4.08 8,385,564 No 4 P Indirect Through limited partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through limited partnerships
No 4 P Indirect Through limited partnerships
No 4 P Indirect Through limited partnerships
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Option Option (Right to Buy) ("Option") $17.14 2006-07-20 2012-07-20 2,600,000 2,600,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-07-20 2,600,000 2,600,000 Indirect
Footnotes
  1. This Form 4 is being filed by more than one reporting person. Crestview Partners GP, L.P. is the general partner of Crestview Partners, L.P., Crestview Partners (Cayman), L.P., Crestview Offshore Holdings (Cayman), L.P. (the "Cayman Fund"), Crestview Partners (PF), L.P., Crestview Partners (TE), L.P., Crestview Holdings (TE), L.P. (the "TE Fund") and Crestview Partners (ERISA), L.P. Crestview Partners (TE), L.P. is a limited partner of the TE Fund. Crestview Partners GP, L.P. is the sole member of Crestview Partners (Cayman), Ltd., which is the administrative general partner of the Cayman Fund and Crestview Partners (Cayman), L.P., which is a limited partner of the Cayman Fund.
  2. Crestview Partners, L.P., the Cayman Fund, Crestview Partners (PF), L.P. and the TE Fund are 67.4, 16.2, 11.7 and 4.7% members, respectively, in Forest Holdings LLC, which is the record owner of 7,952,325 shares of Common Stock and 2,465,671 Options. Crestview Partners (ERISA), L.P. is the sole member of Forest Holdings (ERISA) LLC, which is the record owner of 433,239 shares of Common Stock and 134,329 Options. Each reporting person disclaims beneficial ownership of the reported securities except and to the extent of its pecuniary interest therein.
  3. Crestview Advisors, L.L.C., which provides investment advisory and management services to certain of the reporting persons, acquired on September 19, 2008 502,268 options to buy common shares of the issuer at a exercise price of $5.30 per share. The reporting persons disclaim beneficial ownership of such securities.