Filing Details
- Accession Number:
- 0001140361-10-022009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-18 13:00:00
- Reporting Period:
- 2010-05-14
- Filing Date:
- 2010-05-18
- Accepted Time:
- 2010-05-18 15:36:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 933738 | Englobal Corp | ENG | Services-Engineering Services (8711) | 880322261 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1063973 | W Robert Raiford | 654 N. Sam Houston Parkway E. Suite 400 Houston TX 77060 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-14 | 10,424 | $0.96 | 45,459 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-14 | 4,034 | $0.96 | 49,493 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-05-14 | 10,542 | $3.07 | 60,035 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2001-12-21 | 10,424 | $0.00 | 10,424 | $0.96 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2001-12-21 | 4,034 | $0.00 | 4,034 | $0.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,034 | 2001-12-21 | 2010-10-31 | No | 4 | M | Direct |
| 25,000 | 2001-12-21 | 2010-10-24 | No | 4 | M | Direct |
Footnotes
- The reporting person purchased 10,542 shares in a series of transactions on May 14, 2010. In these transactions, the average price received was $3.0648 per share, with $3.0452 being the lowest price received per share and $3.0916 being the highest price received per share.
- Options granted pursuant to the ENGlobal Corporation 1998 Incentive Plan.
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