Filing Details
- Accession Number:
- 0001209191-10-030997
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-28 13:00:00
- Reporting Period:
- 2010-05-27
- Filing Date:
- 2010-05-28
- Accepted Time:
- 2010-05-28 12:31:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280784 | Hercules Technology Growth Capital Inc | HTGC | () | 743113410 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1395226 | Sam Bhaumik | C/O Hercules Technology Growth Capital 400 Hamilton Avenue Palo Alto CA 94301 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.001 Par Value | Acquisiton | 2010-05-27 | 500 | $8.97 | 148,266 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes shares acquired through the Hercules Technology Growth Capital, Inc.'s Dividend Reinvestment Plan.