Filing Details
- Accession Number:
- 0001001250-10-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-10 13:00:00
- Reporting Period:
- 2010-03-05
- Filing Date:
- 2010-05-10
- Accepted Time:
- 2010-05-10 16:23:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942617 | S Ronald Lauder | C/O The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Chairman, Clinique Labs, Llc | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-05-06 | 420,000 | $0.00 | 477,553 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2010-05-06 | 100,000 | $0.00 | 377,553 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2010-05-06 | 1,400 | $57.21 | 376,153 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-06 | 2,100 | $58.44 | 374,053 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-06 | 46,500 | $59.56 | 327,553 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-06 | 94,000 | $60.48 | 233,553 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-06 | 72,832 | $61.13 | 160,721 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-06 | 13,168 | $61.86 | 147,553 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-07 | 26,400 | $58.89 | 121,153 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-07 | 61,500 | $59.49 | 59,653 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-05-07 | 2,100 | $60.36 | 57,553 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2010-05-06 | 420,000 | $0.00 | 420,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,539,488 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 3,182 | Indirect | By Decendants of RSL 1966 Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 3,182 | 3,182 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 40,220 | 40,220 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,182 | 3,182 | Indirect | |
| 40,220 | 40,220 | Indirect |
Footnotes
- On May 6, 2010, Ronald S. Lauder ("RSL") converted 420,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock.
- RSL disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.
- There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
- Owned by RSL indirectly as a trustee and a beneficiary of The Estee Lauder 2002 Trust.
- On May 6, 2010, RSL donated 100,000 shares of Class A Common Stock to The Ronald S. Lauder Foundation.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. RSL undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
- Sales prices range from $56.75 to $57.73 per share, inclusive.
- Sales prices range from $57.77 to $58.76 per share, inclusive.
- Sales prices range from $58.15 to $59.14 per share, inclusive.
- Sales prices range from $59.15 to $60.13 per share, inclusive.
- Sales prices range from $60.80 to $61.77 per share, inclusive.
- Sales prices range from $58.79 to $59.78 per share, inclusive.
- Sales prices range from $59.84 to $60.79 per share, inclusive.
- Sales prices range from $61.80 to $61.99 per share, inclusive.
- Sales prices range from $60.22 to $60.47 per share, inclusive.
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