Filing Details
- Accession Number:
- 0001411686-10-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-11
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 16:35:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1407623 | Retail Opportunity Investments Corp | ROIC | Real Estate Investment Trusts (6798) | 260500600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137521 | Glenhill Advisors Llc | 156 West 56Th Street 17Th Floor New York NY 10019 | No | No | Yes | No | |
1137522 | Glenhill Capital Management Llc | 156 West 56Th Street 17Th Floor New York NY 10019 | No | No | Yes | No | |
1159120 | J Glenn Krevlin | 156 West 56Th Street 17Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-11 | 3,230 | $9.75 | 2,521,189 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2010-05-11 | 50,000 | $9.74 | 2,471,189 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Reporting person, Glenn J. Krevlin, is the managing member of Glenhill Advisors, LLC, a limited liability company that is managing member of Glenhill Capital Management LLC, which has investment control and owns a minority interest in various private investment funds, including Glenhill Capital LP and Glenhill Capital Overseas Master Fund, LP, which collectively own the reported securities. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Of the securities reported in this Form 4, Glenhill Capital LP sold 27,680 securities and Glenhill Capital Overseas Master Fund, LP sold 25,550 securities.