Filing Details
- Accession Number:
- 0001140361-10-022263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 16:43:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1295172 | Riskmetrics Group Inc | RISK | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397369 | N Philip Duff | C/O Riskmetrics Group, Inc. One Chase Manhattan Plaza, 44Th Floor New York NY 10005 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2010-05-17 | 50,000 | $3.75 | 60,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-05-17 | 50,000 | $6.00 | 110,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-05-17 | 18,750 | $15.29 | 128,750 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2010-05-17 | 6,250 | $15.29 | 135,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2010-05-17 | 125,000 | $22.15 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-17 | 50,000 | $0.00 | 50,000 | $3.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-17 | 50,000 | $0.00 | 50,000 | $6.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-17 | 18,750 | $0.00 | 18,750 | $15.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-05-17 | 6,250 | $0.00 | 6,250 | $15.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-14 | No | 4 | M | Direct | |
| 0 | 2015-06-14 | No | 4 | M | Direct | |
| 0 | 2017-05-17 | No | 4 | M | Direct | |
| 0 | 2017-05-17 | No | 4 | M | Direct |
Footnotes
- Options granted on June 14, 2004, all of which have vested as of June 14, 2007.
- Options granted on June 14, 2005, all of which have vested as of June 14, 2008.
- Options granted on May 17, 2007, all of which have vested as of May 17, 2010.
- Options granted on May 17, 2007, all of which have vested as of May 17, 2010.
Billionaire Hedge Funds
