Filing Details
- Accession Number:
- 0001457990-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-10 13:00:00
- Reporting Period:
- 2010-05-07
- Filing Date:
- 2010-05-10
- Accepted Time:
- 2010-05-10 10:54:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825202 | Royce Focus Trust Inc | FUND | (0) | 592876580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457990 | Jr. E. Jack Fockler | C/O Royce &Amp; Associates, Llc 745 Fifth Avenue New York NY 10151 | Vice President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-07 | 24,000 | $6.28 | 84,000 | No | 4 | P | Indirect | Held in wife's trust |
| Common Stock | Acquisiton | 2010-05-07 | 24,000 | $6.28 | 83,616 | No | 4 | P | Indirect | Held in trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in wife's trust |
| No | 4 | P | Indirect | Held in trust |
Footnotes
- Shares held in the Cheryl L. Fockler Revocable Trust u/a dated 5/10/2001.
- Shares held in the Jack E. Fockler, Jr. Revocable Trust u/a dated 5/10/2001.
Billionaire Hedge Funds
