Filing Details
- Accession Number:
- 0001144204-10-029157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-20 13:00:00
- Reporting Period:
- 2010-05-18
- Filing Date:
- 2010-05-20
- Accepted Time:
- 2010-05-20 09:56:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
93631 | Frederick's Of Hollywood Group Inc | FOH | Women's, Misses', Children's & Infants' Undergarments (2340) | 135651322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1218315 | Fursa Alternative Strategies Llc | 25 Smith Street Farmingdale NY US 11735 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-18 | 8,664,373 | $0.00 | 17,051,333 | No | 4 | P | Indirect | Through affiliated funds |
Series A 7.5% Convertible Preferred Stock | Disposition | 2010-05-18 | 3,629,325 | $0.00 | 0 | No | 4 | S | Indirect | Through affiiliated funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through affiliated funds |
No | 4 | S | Indirect | Through affiiliated funds |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2010-05-18 | 500,000 | $0.00 | 500,000 | $2.00 |
Common Stock | Warrants | Acquisiton | 2010-05-18 | 500,000 | $0.00 | 500,000 | $2.33 |
Common Stock | Warrants | Acquisiton | 2010-05-18 | 500,000 | $0.00 | 500,000 | $2.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
500,000 | 2010-05-18 | 2013-05-17 | No | 4 | J | Indirect |
500,000 | 2010-05-18 | 2015-05-17 | No | 4 | J | Indirect |
500,000 | 2010-05-18 | 2017-05-17 | No | 4 | J | Indirect |
Footnotes
- Pursuant to a Debt Exchange and Preferred Stock Conversion Agreement with the Issuer, dated as of February 1, 2010, the Reporting Person, on behalf of affiliated investment funds and separately managed accounts, converted an aggregate of 3,629,325 shares of Series A 7.5% Convertible Preferred Stock ("Preferred Stock") and approximately $1.3 million of accrued dividends payable in additional shares of Preferred Stock, and exchanged an aggregate of approximately $14.3 million principal amount and accrued interest of long term debt, into an aggregate of 8,664,373 shares of common stock of the Issuer, at an effective price of approximately $2.66 per share.
- The Reporting Person is a registered investment adviser, and serves as invesment advisor to affiliated investment funds and separately managed accounts over which it exercises discretionary authority. By virtue of its relationship with such affiliated funds and separately managed accounts, the Reporting Person may be deemed to have sole voting and dispositive power over the shares of the Issuer's securities, and so may be deemed to beneficially own such shares.
- William F. Harley, III, the Chief Investment Officer of the Reporting Person, is also a director of the Issuer. Mr. Harley may be deemed to exercise beneficial ownership of the Reporting Person's holdings in the Issuer in connection with the execution of his responsibilities with the Reporting Person, but disclaims personal beneficial ownership of such holdings except to the extent of his personal pecuniary interest therein.
- Represents an aggregate of 3,629,325 shares of Preferred Stock and approximately $1.3 million of accrued dividends payable in additional shares of Preferred Stock.
- These warrants were issued in connection with the consummation of the above-referenced Debt Exchange and Preferred Stock Conversion Agreement.