Filing Details
- Accession Number:
- 0001181431-10-029215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-25 13:00:00
- Reporting Period:
- 2010-05-24
- Filing Date:
- 2010-05-25
- Accepted Time:
- 2010-05-25 14:14:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1350072 | Cms Bancorp Inc. | CMSB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390398 | G Thomas Ferrara | 123 Main Street, Suite 750 White Plains NY 10601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-24 | 900 | $8.48 | 20,700 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,235 | Direct | |
Common Stock | 2,852 | Indirect | By Future Value Associates, Ltd. |
Common Stock | 50 | Indirect | By Daughter |
Common Stock | 50 | Indirect | By Daughter |
Common Stock | 50 | Indirect | By Daughter |
Footnotes
- Includes a restricted stock award of 4,110 shares granted to the reporting person on November 28, 2007 under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis. The first installment vested on November 28, 2008 and the second installment vested on November 28, 2009.
- The aggregate amount of shares of common stock includes 25 shares that, due to an administrative oversight, were inadvertently excluded from prior Form 4 filings by the reporting person.