Filing Details
- Accession Number:
- 0000943504-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-01 13:00:00
- Reporting Period:
- 2010-05-28
- Filing Date:
- 2010-06-01
- Accepted Time:
- 2010-06-01 10:52:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101295 | United Guardian Inc | UG | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 111719724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 943504 | H Kenneth Globus | C/O United-Guardian, Inc. 230 Marcus Blvd., P.o. Box 18050 Hauppauge NY 11788 | President & General Counsel | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-28 | 350,000 | $10.75 | 569,293 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 760,000 | Indirect | As co-Trustee under the Alfred Globus Testamentary Trust |
| Common Stock | 72,000 | Indirect | By wife |
| Common Stock | 77,000 | Indirect | As Trustee for Julie Globus |
| Common Stock | 77,000 | Indirect | As Trustee for Lisa Globus |
Billionaire Hedge Funds
