Filing Details
- Accession Number:
- 0001384485-10-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-24 13:00:00
- Reporting Period:
- 2010-05-21
- Filing Date:
- 2010-05-24
- Accepted Time:
- 2010-05-24 14:54:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051741 | First Niagara Financial Group Inc | FNFG | Savings Institutions, Not Federally Chartered (6036) | 161545669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1425922 | Lanier J Little | 726 Exchange Street Suite 618 Buffalo NY 14210 | Evp, Consumer Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-21 | 1,021 | $12.66 | 20,661 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-05-21 | 979 | $12.67 | 21,640 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,009 | Indirect | by 401K |
Common Stock | 433 | Indirect | by ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $12.17 | 2009-02-11 | 2018-02-11 | 49,020 | 49,020 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $12.93 | 2010-01-26 | 2019-01-26 | 27,561 | 27,561 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $14.44 | 2011-01-25 | 2020-01-25 | 25,377 | 25,377 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-02-11 | 49,020 | 49,020 | Direct |
2019-01-26 | 27,561 | 27,561 | Direct |
2020-01-25 | 25,377 | 25,377 | Direct |