Filing Details
- Accession Number:
- 0001384485-10-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-24 13:00:00
- Reporting Period:
- 2010-05-21
- Filing Date:
- 2010-05-24
- Accepted Time:
- 2010-05-24 14:54:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1051741 | First Niagara Financial Group Inc | FNFG | Savings Institutions, Not Federally Chartered (6036) | 161545669 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384485 | W Michael Harrington | 6950 South Transit Road Lockport NY 14094 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-21 | 500 | $12.77 | 26,625 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,211 | Indirect | by 401K |
Common Stock | 2,925 | Indirect | by ESOP |
Common Stock | 199 | Indirect | by Son |
Common Stock | 505 | Indirect | by Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | $11.78 | 2004-04-07 | 2013-04-07 | 12,000 | 12,000 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $12.02 | 2009-01-28 | 2018-01-28 | 40,020 | 40,020 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $12.87 | 2005-05-04 | 2014-05-04 | 14,000 | 14,000 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $12.91 | 2005-12-31 | 2015-05-03 | 17,500 | 17,500 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $12.93 | 2010-01-26 | 2019-01-26 | 30,621 | 30,621 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $13.28 | 2004-05-21 | 2013-05-21 | 6,200 | 6,200 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $14.44 | 2011-01-25 | 2020-01-25 | 29,223 | 29,223 | Direct |
Common Stock | Non-Qualified Stock Option (right to buy) | $14.70 | 2008-01-31 | 2017-01-31 | 14,100 | 14,100 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-04-07 | 12,000 | 12,000 | Direct |
2018-01-28 | 40,020 | 40,020 | Direct |
2014-05-04 | 14,000 | 14,000 | Direct |
2015-05-03 | 17,500 | 17,500 | Direct |
2019-01-26 | 30,621 | 30,621 | Direct |
2013-05-21 | 6,200 | 6,200 | Direct |
2020-01-25 | 29,223 | 29,223 | Direct |
2017-01-31 | 14,100 | 14,100 | Direct |