Filing Details

Accession Number:
0001225208-10-013371
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-18 13:00:00
Reporting Period:
2010-05-13
Filing Date:
2010-05-18
Accepted Time:
2010-05-18 18:36:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1129633 Phoenix Companies Inc PNX Life Insurance (6311) 060493340
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1471467 E Michael Hanrahan One American Row
Hartford CT 06102-5056
Vp & Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2010-05-13 3,500 $3.13 11,520 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 5,522 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $0.53 2019-03-18 5,000 5,000 Direct
Common Stock Option (Right to Buy) $0.00 2020-03-08 1,562 1,562 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-18 5,000 5,000 Direct
2020-03-08 1,562 1,562 Direct
Footnotes
  1. Includes 5,519.936 shares acquired through The Phoenix Employee Stock Purchase Plan.
  2. Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
  3. The options vest in approximately three equal installments on each of the first three anniversaries of the grant.