Filing Details
- Accession Number:
- 0001225208-10-013371
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-18 13:00:00
- Reporting Period:
- 2010-05-13
- Filing Date:
- 2010-05-18
- Accepted Time:
- 2010-05-18 18:36:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1129633 | Phoenix Companies Inc | PNX | Life Insurance (6311) | 060493340 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1471467 | E Michael Hanrahan | One American Row Hartford CT 06102-5056 | Vp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2010-05-13 | 3,500 | $3.13 | 11,520 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 5,522 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right to Buy) | $0.53 | 2019-03-18 | 5,000 | 5,000 | Direct | |
Common | Stock Option (Right to Buy) | $0.00 | 2020-03-08 | 1,562 | 1,562 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-18 | 5,000 | 5,000 | Direct |
2020-03-08 | 1,562 | 1,562 | Direct |
Footnotes
- Includes 5,519.936 shares acquired through The Phoenix Employee Stock Purchase Plan.
- Represents the Reporting Person's pro rata portion of the stock held in the PNX Common Stock Fund as of the date of the event requiring statement pursuant to the Phoenix Savings and Investment Plan. This information is based on information provided by the Plan Trustee as of that date.
- The options vest in approximately three equal installments on each of the first three anniversaries of the grant.