Filing Details
- Accession Number:
- 0001065865-10-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-04 13:00:00
- Reporting Period:
- 2010-04-30
- Filing Date:
- 2010-05-04
- Accepted Time:
- 2010-05-04 17:28:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1065865 | Janus Capital Group Inc | JNS | Investment Advice (6282) | 431804048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188413 | Steven Scheid | Janus Capital Group Inc. 151 Detroit Street Denver, CO 80206 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-04-30 | 38,276 | $0.00 | 46,543 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-05-03 | 13,399 | $14.24 | 33,144 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 53,511 | Direct | |
Common Stock | 110,634 | Indirect | By Scheid Family Trust |
Common Stock | 830 | Indirect | Held by ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | $14.59 | 2009-04-01 | 2014-05-16 | 235,215 | 235,215 | Direct |
Common Stock | Option (Right to Buy) | $14.92 | 2008-02-01 | 2015-03-03 | 204,104 | 204,104 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-16 | 235,215 | 235,215 | Direct |
2015-03-03 | 204,104 | 204,104 | Direct |
Footnotes
- Granted pursuant to the issuer's compensation program for its Board of Directors ("Board Plan") related to annual stock retainers and in recognition of reporting person's additional efforts and contributions.
- Shares were sold in the following manner: 1,682 @ $14.21; 100 @ $14.22; 4,718 @ $14.23; 1,200 @ $14.24; 2,445 @ $14.25; 800 @ $14.26; 611 @ $14.27; 1,043 @ $14.28; 800 @ $14.29
- Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.