Filing Details
- Accession Number:
- 0000899140-10-000424
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-20 13:00:00
- Reporting Period:
- 2010-05-18
- Filing Date:
- 2010-05-20
- Accepted Time:
- 2010-05-20 17:22:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887150 | Hampshire Group Ltd | HAMP | Knit Outerwear Mills (2253) | 060967107 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1136475 | L Harvey Sperry | Jefferson Glen Farm, Box 72 Malden Bridge NY 12115 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-18 | 1,940 | $6.03 | 10,440 | No | 4 | P | Indirect | By Gabriella Sperry |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Gabriella Sperry |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,500 | Direct | |
Common Stock | 1,000 | Indirect | By The Csaba Sperry 1998 Trust |
Common Stock | 1,000 | Indirect | By The Susanna Sperry 1998 Trust |
Footnotes
- Includes 20,000 restricted shares awarded pursuant to the Hampshire Group, Limited (the "Company") 2009 Equity Incentive Plan for services as a director. 2,000 of the restricted shares are subject to time-based vesting while 18,000 of the restricted shares are subject to performance-based vesting. With respect to time-based vesting, 500 shares vested on March 31, 2010, and the remaining shares will vest ratably on each March 31 of 2011 through 2013, subject to Mr. Sperry's continued service with the Company. With respect to performance-based vesting, the shares will vest ratably on each March 31 of 2011 through 2014, provided that, as of each such vesting date, the Company's consolidated return on operating income for the preceding fiscal year has reached specified targets.
- Shares held by trusts for the benefit of Mr. Sperry's children.
- Shares purchased and held by Mr. Sperry's wife. Mr. Sperry disclaims beneficial ownership of such shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.