Filing Details
- Accession Number:
- 0001209191-10-029825
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-05-21 13:00:00
- Reporting Period:
- 2010-05-17
- Filing Date:
- 2010-05-21
- Accepted Time:
- 2010-05-21 21:00:18
- Original Submission Date:
- 2010-05-19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1262039 | Fortinet Inc | FTNT | Computer Peripheral Equipment, Nec (3577) | 770560389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248046 | L John Walecka | 3000 Sand Hill Road Building 2, Suite 290 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-17 | 2,000,000 | $0.00 | 5,813,452 | No | 4 | J | Indirect | By Redpoint Ventures II, L.P. |
Common Stock | Acquisiton | 2010-05-17 | 614,000 | $0.00 | 614,000 | No | 4 | J | Indirect | By Redpoint Ventures II, LLC |
Common Stock | Disposition | 2010-05-17 | 614,000 | $0.00 | 0 | No | 4 | J | Indirect | By Redpoint Ventures II, LLC |
Common Stock | Disposition | 2010-05-17 | 46,245 | $0.00 | 134,422 | No | 4 | J | Indirect | By Redpoint Associates II, LLC |
Common Stock | Acquisiton | 2010-05-17 | 86,498 | $0.00 | 86,498 | No | 4 | J | Indirect | By Trust |
Common Stock | Acquisiton | 2010-05-17 | 19,817 | $0.00 | 19,817 | No | 4 | J | Indirect | By Partnership |
Common Stock | Acquisiton | 2010-05-17 | 3,562 | $0.00 | 3,562 | No | 4 | J | Indirect | By Redpoint Meritech Associates II, LLC |
Common Stock | Disposition | 2010-05-19 | 3,562 | $16.76 | 0 | No | 4 | S | Indirect | By Redpoint Meritech Associates II, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Redpoint Ventures II, L.P. |
No | 4 | J | Indirect | By Redpoint Ventures II, LLC |
No | 4 | J | Indirect | By Redpoint Ventures II, LLC |
No | 4 | J | Indirect | By Redpoint Associates II, LLC |
No | 4 | J | Indirect | By Trust |
No | 4 | J | Indirect | By Partnership |
No | 4 | J | Indirect | By Redpoint Meritech Associates II, LLC |
No | 4 | S | Indirect | By Redpoint Meritech Associates II, LLC |
Footnotes
- Represents a change in the form of beneficial ownership from one form of indirect ownership to another by virtue of a pro-rata in-kind distribution of Common Stock of the Issuer by Redpoint Ventures II, L.P. ("RV II LP") without consideration to its limited partners and its general partner, Redpoint Ventures II, LLC ("RV II LLC").
- Represents a change in the form of beneficial ownership from one form of indirect ownership to another by virtue of a pro-rata in-kind distribution of Common Stock of the Issuer received by RV II LLC in the distribution described in footnote (1) by RV II LLC without consideration to the members of RV II LLC.
- Represents a change in the form of beneficial ownership from one form of indirect ownership to another by virtue of a pro-rata in-kind distribution of Common Stock of the Issuer by Redpoint Associates II, LLC ("RA II") without consideration to its members.
- The Reporting Person is a Managing Director of RV II LLC, which serves as the general partner of RV II LP. The Reporting Person is a Managing Member of Redpoint Meritech Associates II, LLC ("RMA II"). The Reporting Person is a Manager of RA II. RV II LLC, RMA II and RA II are under common control. As such, the Reporting Person shares voting and investment power over the shares held by RV II LP, RV II LLC, RMA II and RA II. The Reporting Person disclaims beneficial ownership of the shares held by RV II LP, RV II LLC, RMA II and RA II except to the extent of his proportionate pecuniary interest therein.
- Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distributions described in footnotes (2) and (3) above as follows: (i) 79,276 shares from RV II LLC; and (ii) 7,222 shares from RA II. The shares are held by the Walecka 1992 Living Trust udt dated December 31, 1992 ("Walecka Trust"). The Reporting Person is a trustee and beneficiary of the Walecka Trust.
- Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution described in footnote (2). The shares are held by Walecka Enterprises I, L.P. ("Walecka LP"). The Reporting Person is the General Manager of Walecka Capital LLC which serves as the general partner of Walecka LP. The Reporting Person disclaims beneficial ownership of the shares held by Walecka LP except to the extent of his proportionate pecuniary interest therein.
- Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro-rata in-kind distribution by RMA II without consideration to its members.
- This amended Form 4 updates the receipt of shares by virtue of the pro-rata in-kind distribution described in footnote (7) above and the subsequent sale of those shares, which had not been reported in the Reporting Person's Form 4 filed with the Securities and Exchange Commission on May 19, 2010.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $16.65 to $16.87 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.