Filing Details
- Accession Number:
- 0000031107-10-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-28 13:00:00
- Reporting Period:
- 2010-05-26
- Filing Date:
- 2010-05-28
- Accepted Time:
- 2010-05-28 12:38:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31107 | Eastern Co | EML | Cutlery, Handtools & General Hardware (3420) | 060330020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383990 | Kenneth Sapack | 112 Bridge Street Naugatuck CT 06770 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-26 | 100 | $13.25 | 1,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-27 | 900 | $13.25 | 500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-27 | 500 | $13.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Qualified employee stock option | Acquisiton | 2000-07-19 | 0 | $0.00 | 20,000 | $9.50 |
| Common Stock | Qualified employee stock option | Acquisiton | 2001-04-26 | 0 | $0.00 | 7,500 | $9.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2010-07-19 | No | 4 | A | Direct | |
| 27,500 | 2002-01-01 | 2011-04-26 | No | 4 | A | Direct |
Footnotes
- On May 26, 2010, 100 shares sold on the open market for $13.25 per share.
- On May 27, 2010, 900 shares sold on the open market for $13.25 per share.
- On May 27, 2010, 500 shares sold on the open market for $13.50 per share.
- Original 7/19/2000 option was for 15,000 shares at $14.25 per share. 7,017 shares were vested on 7/19/2000; 7,017 shares were vested on 1/1/2001; and 966 shares were vested on 1/1/2002. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 22,500 shares at $9.50 per share. On April 23, 2010 1,000 shares were exercised and on May 18, 2010 1,500 were exercised at $9.50 per share, leaving a balance of 20,000 shares.
- Original 4/26/2001 option was for 5,000 shares at $14.40 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 7,500 shares at $9.60 per share.
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