Filing Details
- Accession Number:
- 0001209191-10-029526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-21 13:00:00
- Reporting Period:
- 2010-05-19
- Filing Date:
- 2010-05-21
- Accepted Time:
- 2010-05-21 08:56:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302554 | Winston Pharmaceuticals Inc. | WPHM | Pharmaceutical Preparations (2834) | 300132755 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898860 | Al Et Md Phillip Frost | 4400 Biscayne Blvd. Miami FL 33137 | No | No | Yes | No | |
1380896 | Trust Investments Gamma Frost | 4400 Biscayne Blvd. Miami FL 33137 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-19 | 17,794,862 | $0.00 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Disposition | 2010-05-19 | 8,779,797 | $0.00 | 8,779,797 | $0.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-09-25 | 2012-11-13 | No | 4 | S | Indirect |
Footnotes
- On May 19, 2010, the Reporting Person sold 17,794,862 shares and 8,779,797 warrants to Pharmaceutical Financial Syndicate, LLC for $764,721.37 in cash and a non-recourse promissory note in the amount of $9,941,377.76.
- These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder.