Filing Details
- Accession Number:
- 0001209191-10-029692
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-05-21 13:00:00
- Reporting Period:
- 2010-05-20
- Filing Date:
- 2010-05-21
- Accepted Time:
- 2010-05-21 16:35:24
- Original Submission Date:
- 2010-04-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 841692 | Fsi International Inc | FSII | Special Industry Machinery, Nec (3559) | 411223238 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195594 | S Don Mitchell | 3391 Jasmine Crest Olivenhain CA 92024 | Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-27 | 20,836 | $1.64 | 103,668 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-27 | 3,194 | $1.44 | 106,862 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-27 | 6,249 | $0.32 | 113,111 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-27 | 2,086 | $0.35 | 115,197 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-27 | 6,250 | $2.00 | 121,447 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-27 | 500 | $4.04 | 120,947 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-27 | 35,225 | $4.00 | 85,722 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-04-27 | 20,836 | $1.64 | 20,836 | $1.64 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-04-27 | 3,194 | $1.44 | 3,194 | $1.44 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-04-27 | 6,249 | $0.32 | 6,249 | $0.32 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-04-27 | 2,086 | $0.35 | 2,086 | $0.35 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-04-27 | 6,250 | $2.00 | 6,250 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 29,164 | 2018-02-26 | No | 4 | M | Direct | |
| 21,806 | 2018-06-20 | No | 4 | M | Direct | |
| 18,751 | 2019-06-26 | No | 4 | M | Direct | |
| 22,914 | 2018-12-23 | No | 4 | M | Direct | |
| 68,750 | 2019-12-22 | No | 4 | M | Direct |
Footnotes
- Common Stock erroneously reported on 4/29/2010. New total reflects Employees Stock Purchase Plan purchase of 16,217 shares on December 31, 2009.
- As previously reported on 4/27/2010 (no change).
- The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06).
- The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
- The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).
- The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23).
- The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22).
Billionaire Hedge Funds
