Filing Details
- Accession Number:
- 0000851909-10-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-28 13:00:00
- Reporting Period:
- 2010-05-25
- Filing Date:
- 2010-05-28
- Accepted Time:
- 2010-05-28 16:41:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17485 | Liberator Medical Holdings Inc. | LBMH | Retail-Drug Stores And Proprietary Stores (5912) | 870267292 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
851909 | Millennium Partners, L.p. | C/O Millennium Management Llc 666 Fifth Avenue, 8Th Floor New York NY 10103 | No | No | Yes | No | |
1017456 | A Israel Englander | C/O Millennium Management Llc 666 Fifth Avenue, 8Th Floor New York NY 10103 | No | No | No | Yes | |
1273087 | Millennium Management Llc | 666 Fifth Avenue, 8Th Floor New York NY 10103 | No | No | No | Yes | |
1426821 | Millennium International Management Lp | C/O Millennium Intl. Mgmt. Gp Llc 666 Fifth Avenue, 8Th Floor New York NY 10103 | No | No | No | Yes | |
1446830 | Millennium International Management Gp Llc | 666 Fifth Avenue, 8Th Floor New York NY 10103 | No | No | No | Yes | |
1487118 | Ics Opportunities, Ltd. | C/O Millennium Intl. Mgmt. Lp 666 Fifth Avenue, 8Th Floor New York NY 10103 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-05-25 | 100 | $1.60 | 939,223 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-25 | 100 | $1.55 | 939,123 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,565,746 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | May 2008 Warrants | $1.00 | 2013-05-22 | 4,375,000 | 4,375,000 | Direct | |
Common Stock | October 2008 Senior Convertible Note | $0.75 | 2010-10-17 | 3,333,333 | 3,333,333 | Direct | |
Common Stock | October 2008 Warrants | $1.25 | 2011-10-17 | 1,166,667 | 1,166,667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-05-22 | 4,375,000 | 4,375,000 | Direct |
2010-10-17 | 3,333,333 | 3,333,333 | Direct |
2011-10-17 | 1,166,667 | 1,166,667 | Direct |
Footnotes
- As of the date of this Form 4, Millennium Partners, L.P., a Cayman Islands exempted limited partnership ("Millennium Partners"), is the beneficial owner of 4,565,746 shares of common stock, par value $0.001 per share (the "Common Stock"), of Liberator Medical Holdings, Inc. (the "Issuer").
- As of the date of this Form 4, ICS Opportunities, Ltd., an exempted limited company organized under the laws of the Cayman Islands ("ICS Opportunities"), is the beneficial owner of 939,123 shares of the Issuer's Common Stock.
- Millennium Partners holds warrants to purchase 4,375,000 shares of the Issuer's Common Stock at an exercise price of $1.00 per share that expire on May 22, 2013 ("May 2008 Warrants"). Millennium Partners holds a 3% senior unsecured convertible note in the original principal amount of $2,500,000, convertible into 3,333,333 shares of the Issuer's Common Stock at an initial conversion price of $0.75 per share, subject to adjustment, that matures on October 17, 2010 ("October 2008 Senior Convertible Note"). Millennium Partners also holds warrants to purchase 1,166,667 shares of the Issuer's Common Stock at an exercise price of $1.25 per share that expire on October 17, 2011 ("October 2008 Warrants").
- The number of shares of Common Stock into which the May 2008 Warrants, October 2008 Senior Convertible Note and October 2008 Warrants convert into is limited pursuant to the terms of the May 2008 Warrants, October 2008 Senior Convertible Note and October 2008 Warrants to that number of shares of the Issuer's Common Stock which would result in Millennium Partners and its affiliates having aggregate beneficial ownership, for the purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, of not more than 9.99% of the total issued and outstanding Common Stock.
- Millennium Management LLC, a Delaware limited liability company ("Millennium Management"), is the general partner of Millennium Partners, and may be deemed to have shared voting control and investment discretion over securities owned by Millennium Partners.
- Millennium Management is also the general partner of the 100% shareholder of ICS Opportunities, and consequently may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities.
- Millennium International Management LP, a Delaware limited partnership ("Millennium International Management"), is the investment manager to ICS Opportunities, and consequently may be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities. Millennium International Management GP LLC, a Delaware limited liability company ("Millennium International Management GP"), is the general partner of Millennium International Management, and consequently may also be deemed to have shared voting control and investment discretion over securities owned by ICS Opportunities.
- Israel A. Englander ("Mr. Englander"), is the managing member of Millennium Management and of Millennium International Management GP, and consequently may also be deemed to have shared voting control and investment discretion over securities owned by Millennium Partners or ICS Opportunities, as the case may be.